984 N.W.2d 367
N.D.2023Background
- Smith was charged after a 2019 shooting outside Outlaws' Bar with attempted murder, reckless endangerment, and tampering with physical evidence; jury convicted him of reckless endangerment and tampering but acquitted him of attempted murder.
- The jury received a general self-defense instruction and an attempted-murder instruction that listed "did not act in self-defense" as an essential element; the reckless-endangerment instruction did not include that language.
- Smith proposed and obtained the reckless-endangerment instruction he requested and did not object at trial to the omission of the explicit self-defense element.
- Tampering was charged as a Class C felony, but the jury instruction omitted the statutory felony element that the defendant’s conduct "substantially obstructs, impairs, or perverts prosecution for a felony."
- Evidence at trial showed Smith discarded a pistol, removed clothing and electronics, and left the scene; officers recovered a gun from a trashcan and clothing/headphones nearby, but the State presented no evidence that those actions substantially impaired or obstructed prosecution.
- The Supreme Court affirmed the reckless-endangerment conviction (finding waiver/invited error) and reversed the felony tampering conviction, ordering a judgment of acquittal for tampering for lack of sufficient evidence of the felony-level element.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether court erred by not including "non-existence of self-defense" as an essential element in the reckless-endangerment instruction | No reversible error; instructions were adequate and defendant got the instruction he requested | Omission was plain error because self-defense was implicated and the same factual basis supported both counts | Affirmed — error was invited/waived because Smith requested the instruction and did not object |
| Whether the jury should have been instructed on the felony-level element of tampering (that the acts substantially obstructed/ impaired prosecution for a felony) and proper remedy | State conceded the instruction omitted an essential felony element and did not identify record evidence of substantial obstruction | Omission was plain error and there was insufficient evidence to prove the felony element; remedy is acquittal | Reversed tampering conviction; remanded with direction to enter judgment of acquittal (insufficient evidence of substantial obstruction) |
Key Cases Cited
- State v. Landrus, 974 N.W.2d 676 (N.D. 2022) (standards for obvious/plain error and instructing jury on essential elements)
- State v. Pemberton, 930 N.W.2d 125 (N.D. 2019) (obvious error test and cautious exercise of appellate correction)
- State v. Houle, 974 N.W.2d 401 (N.D. 2022) (party may not challenge error invited by its own requested instruction)
- State v. Rende, 907 N.W.2d 361 (N.D. 2018) (waiver for failure to propose instruction containing a missing element and failure to object)
- State v. Barth, 637 N.W.2d 369 (N.D. 2001) (construction of "substantial" in criminal statutes)
- Tibbs v. Florida, 457 U.S. 31 (U.S. 1982) (Double Jeopardy prohibits retrying to supply missing evidence after acquittal)
