State v. Smith
146 A.3d 1189
| Md. Ct. Spec. App. | 2016Background
- Stephanie L. Smith was indicted for a theft scheme aggregating $47,460.02, charged as theft ≥ $10,000 and < $100,000 (potentially up to 15 years).
- The State and Smith negotiated a binding plea: guilty to Count 1, agreed cap 5 years (all but 30–90 days suspended), five years supervised probation, and restitution of $47,460.02; remaining counts to be nolle prossed.
- At the plea hearing the prosecutor described the binding-range deal, the judge conditionally agreed ("if I am not surprised") and then accepted the factual basis and the guilty plea, expressly stating he would sentence within the attorneys’ recommended ranges and calling it an "ABA plea."
- After a colloquy and examination, the judge diverged from the agreed disposition: instead of a conviction with a 30–90 day actual jail component, he entered Probation Before Judgment (PBJ), ordered 60 days (converted to home detention), and deferred imposition under Crim. Proc. §6-220.
- The State immediately objected and appealed, arguing the PBJ was a downward deviation from the binding plea agreement without the State’s consent, making the sentence inherently illegal under Rule 4-345(a).
- The Court of Special Appeals reviewed de novo whether the judge had approved the plea agreement and whether the sentence violated Rule 4-243(c)(3); it concluded the plea was accepted and the lower court’s PBJ breached the binding agreement.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Smith) | Held |
|---|---|---|---|
| Whether the trial judge approved and bound himself to the plea agreement before accepting the guilty plea | Judge bound himself to the plea terms when he said he would sentence within the attorneys’ recommended ranges and accepted the plea | Judge’s acceptance was conditional; defense emphasizes the timing/sequence (which came first) | Court held the judge had approved the plea agreement before sentencing; acceptance can be simultaneous and need not use "magic words" |
| Whether imposing PBJ (no conviction) after accepting a binding plea that contemplated a conviction and restitution is an illegal downward deviation without State consent | PBJ was a sentence below the plea’s floor and therefore inherently illegal under Rule 4-345(a) and Rule 4-243(c)(3) | PBJ benefited Smith and State’s delayed objection/ silence during the judge’s colloquy amounted to implied consent or waiver; also argued defendant’s understanding defines the agreement | Court held PBJ was an unauthorized downward deviation; State’s immediate objection was timely and silence during the judge’s explanation did not imply consent |
| Whether a defendant’s subjective understanding of the plea controls its interpretation when the State is the aggrieved party | State argued objective agreement terms and judge’s binding approval control; defendant’s subjective belief is irrelevant to State’s grievance | Smith argued a reasonable defendant would not have thought PBJ was excluded and that defendant’s understanding defines the bargain | Court rejected defendant’s subjective-definition theory; plaintiff’s (State’s) expectations and the judge’s binding approval control meaning in State-initiated challenges |
| Whether the State may appeal and obtain correction of a sentence that is illegal because it is more favorable than the binding plea | State asserted right to appeal inherently illegal sentences and seek resentencing | Smith contended a non-conviction might not be less favorable and State waived objection | Court affirmed State may appeal; reversed and remanded for resentencing, holding both parties have parity to enforce plea terms |
Key Cases Cited
- Snyder v. Massachusetts, 291 U.S. 97 (1934) (fairness to both accuser and accused guides due process analysis)
- Sweetwine v. State, 288 Md. 199 (1980) (early recognition of plea-bargain parity and enforcement)
- Dotson v. State, 321 Md. 515 (1991) (plea bargains essential to court administration; enforceable expectations)
- Chertkov v. State, 335 Md. 161 (1994) (State entitled to fairness/equity when plea agreement breached)
- Cuffley v. State, 416 Md. 568 (2010) (whether a court violated plea terms is reviewed de novo)
- Tweedy v. State, 380 Md. 475 (2004) (once plea accepted, court must impose agreed sentence if conditions fulfilled)
- Poole v. State, 321 Md. 482 (1991) (court must impose agreed sentence following acceptance of plea)
- Bonilla v. State, 443 Md. 1 (2015) (a sentence below a binding plea agreement without State consent is inherently illegal)
