State v. Smalley
164 Idaho 780
| Idaho | 2019Background
- Defendant Phillip Smalley was an overnight caregiver at an assisted‑living facility; the victim, F.B., was a 102‑year‑old, bedridden resident who required assistance for all activities of daily living and had severe hearing and dexterity impairments.
- F.B. reported sexual assaults occurring on two occasions; Smalley was charged with two counts of sexual abuse of a vulnerable adult and one count of sexual penetration by a foreign object.
- The magistrate took F.B.’s preliminary hearing testimony by video deposition at her facility because she could not attend court; Smalley and counsel attended and cross‑examined her there.
- At trial the State moved to admit the video deposition in lieu of live testimony; the trial court found F.B. unavailable and admitted portions of the video and transcript over Smalley’s hearsay and Confrontation Clause objections.
- A jury convicted Smalley on all counts; the Court of Appeals affirmed, and the Idaho Supreme Court granted review to decide (1) whether F.B. qualified as a “vulnerable adult” under Idaho Code § 18‑1505(4)(e), and (2) whether admitting the deposition violated the Confrontation Clause or evidentiary rules.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Smalley) | Held |
|---|---|---|---|
| 1. Whether F.B. was a “vulnerable adult” under Idaho Code § 18‑1505(4)(e) | Statute’s plain language covers persons unable to protect themselves due to physical impairments that affect their capacity to implement decisions; F.B.’s physical inability to implement decisions satisfies the statutory definition | "Vulnerable adult" requires mental impairment (lack of mental capacity); physical infirmity alone is insufficient | Court held F.B. met the statutory definition based on physical impairments alone; statute’s “or” and “physical” must be given effect |
| 2. Whether admitting preliminary‑hearing video testimony violated the Confrontation Clause / Rule 804 because F.B. was not “unavailable” | The State made a good‑faith showing of unavailability (physicians’ letters, nurse testimony, video showing immobility); deposition testimony was testimonial but prior cross‑examination occurred | Unavailability requires an unqualified inability to attend trial; at most testimony would be inconvenient but possible with accommodations | Court affirmed: trial court did not abuse discretion; F.B. was unavailable and the State reasonably attempted to produce her; Smalley had prior opportunity to cross‑examine |
Key Cases Cited
- State v. Knutsen, 158 Idaho 199 (2015) (discusses ability to consent and scope of vulnerable‑adult protection)
- State v. Anderson, 162 Idaho 610 (2017) (evidentiary standard for witness unavailability and admission of preliminary‑hearing testimony)
- Davis v. Washington, 547 U.S. 813 (2006) (testimonial statements inadmissible unless witness unavailable and defendant had prior opportunity for cross‑examination)
- Crawford v. Washington, 541 U.S. 36 (2004) (Confrontation Clause bars admission of testimonial statements absent unavailability and prior cross‑examination)
- Ohio v. Roberts, 448 U.S. 56 (1980) (prosecution must make good‑faith efforts to obtain witness in Confrontation Clause contexts)
- Burns v. Clusen, 798 F.2d 931 (7th Cir. 1986) (severity of infirmity requires court to assess what tasks a witness can perform when determining unavailability)
