440 P.3d 114
Or. Ct. App.2019Background
- Defendant was tried for three counts: two counts of first-degree sexual abuse (breast and genital touching) and one count of attempted first-degree sexual abuse; convictions on the two sexual-abuse counts are the issue on appeal.
- Victim testified to separate incidents: an assault in the bedroom (pushing onto bed, groping breasts and vagina) and a later encounter in the kitchen (pushed against refrigerator, fondled again). Police testimony reflected a different account emphasizing the bedroom and living-room encounters and did not mention the kitchen incident.
- The prosecutor argued facts from both bedroom and kitchen incidents but at times focused the jury on the bedroom incident as sufficient to convict; the state did not formally elect which occurrence supported each charged count.
- Defense did not request an election or a jury concurrence instruction; the trial court did not give a concurrence instruction but did instruct that "ten or more jurors must agree" and used separate verdict forms for each count.
- On appeal, defendant argued the court plainly erred by failing to give a concurrence instruction because the evidence permitted jurors to convict each count based on different occurrences (bedroom vs. kitchen); the state argued other information and closing argument made the bedroom the operative incident and relied on Rodriguez-Castillo.
Issues
| Issue | State's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the trial court plainly erred by failing to give a jury concurrence instruction when evidence permitted multiple separate occurrences for the same charged counts | Other instructions, verdict forms, and prosecutor emphasis on the bedroom made the operative incident clear—no plain error; Rodriguez-Castillo supports that reasoning | Because jury could convict Count 1 (genitals) and Count 2 (breasts) based on either the bedroom or kitchen incidents and the state did not elect, a concurrence instruction was required; omission was plain error | Court held omission was plain legal error under State v. Ashkins and reversed the two first-degree sexual-abuse convictions and remanded for resentencing |
Key Cases Cited
- State v. Ashkins, 357 Or. 642 (concurrence instruction required when indictment charges single occurrence but evidence permits multiple separate occurrences involving same victim and perpetrator)
- State v. Pipkin, 354 Or. 513 (jury must agree that state proved each element; identifies situations implicating jury agreement requirement)
- State v. Rodriguez-Castillo, 210 Or. App. 479 (trial court previously held not plainly erroneous where other jury materials pointed to a particular incident; distinguished and limited by Ashkins)
- Ailes v. Portland Meadows, Inc., 312 Or. 376 (plain-error standard articulated)
- State v. Teagues, 281 Or. App. 182 (failure to give concurrence instruction not harmless when jurors could base verdicts on different occurrences)
- Mellerio v. Nooth, 279 Or. App. 419 (risk of impermissible mix-and-match verdicts when concurrence instruction omitted)
