814 S.E.2d 632
S.C. Ct. App.2018Background
- Defendant Bobby R. Sims was indicted for attempted murder and moved for immunity under the Protection of Persons and Property Act (the Act), which makes a showing of justified deadly force "immune from criminal prosecution."
- The trial court held an evidentiary hearing and denied Sims immunity.
- After the denial, Sims pled guilty to the lesser-included offense of assault and battery of a high and aggravated nature (ABHAN).
- Sims appealed, arguing his immunity claim is a jurisdictional challenge that survives a guilty plea and may be raised on direct appeal.
- The court considered whether statutory immunity functions as a jurisdictional bar that cannot be waived by a guilty plea, or instead is a statutory right that must be proved and thus can be forfeited by pleading guilty.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether an immunity claim under the Act is a jurisdictional defect that survives an unconditional guilty plea | Sims: Immunity bars prosecution and therefore deprives the court of power; claim survives plea | State: Immunity is a statutory right that must be proved and is forfeited by an unconditional guilty plea | Held: Not jurisdictional here; plea waived the claim — immunity must be established before it operates to divest jurisdiction |
| Whether a guilty plea waives nonjurisdictional defects and constitutional claims | State: Valid guilty plea waives nonjurisdictional defects | Sims: Seeks exception for immunity | Held: Guilty plea waives such defenses unless defect "incurably" precluded conviction from the start; immunity not established before plea |
| Whether federal precedents allow post-plea challenges to being "haled into court" | Sims: Relies on Blackledge/Menna for challenge to prosecution power | State: Broce/Thomason limit those precedents to defects apparent on the record | Held: Federal cases acknowledged but limited; only defects that would forever preclude valid conviction survive plea |
| Whether South Carolina permits conditional pleas reserving statutory challenges | Sims: Argues plea should not bar review of immunity | State: SC rejects conditional pleas; plea cannot be used to reserve the immunity issue | Held: SC rule against conditional pleas applies; Sims' plea extinguished his immunity claim |
Key Cases Cited
- State v. Rice, 401 S.C. 330, 737 S.E.2d 485 (recognizing a voluntary guilty plea waives nonjurisdictional defects)
- State v. Truesdale, 278 S.C. 368, 296 S.E.2d 528 (rejecting conditional pleas in SC)
- State v. Inman, 395 S.C. 539, 720 S.E.2d 31 (trial court must reject hedged conditional pleas)
- In re Terrence M., 317 S.C. 212, 452 S.E.2d 626 (court lacks power to convict under statute no longer in effect)
- Whitner v. State, 328 S.C. 1, 492 S.E.2d 777 (conviction for nonexistent offense exceeds court power)
- State v. Duncan, 392 S.C. 404, 709 S.E.2d 662 (Act creates true immunity, not merely an affirmative defense)
- Blackledge v. Perry, 417 U.S. 21 (claim attacking State's power to prosecute can survive plea)
- Menna v. New York, 423 U.S. 61 (double jeopardy bar to prosecution survives guilty plea)
- United States v. Broce, 488 U.S. 563 (limits Menna to defects evident on the face of the record)
- United States v. Curcio, 712 F.2d 1532 (plea may be forfeiture except for defects that forever preclude valid conviction)
- United States v. Bluso, 519 F.2d 473 (illustration that plea caps challenges not opens them)
- State v. Thomason, 341 S.C. 524, 534 S.E.2d 708 (applying Broce in SC; waiving double jeopardy claim not evident on record)
