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State v. Simms
175 A.3d 681
Md.
2017
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Background

  • Leonard Lee Simms was convicted and sentenced in Anne Arundel County for conspiracy to distribute MDMA (count seven); the State nol prossed the other six counts at sentencing.
  • Simms filed a timely appeal to the Court of Special Appeals challenging sufficiency of the evidence and denial of a suppression motion.
  • While the appeal was pending (before briefing by the State), the State filed a nolle prosequi in the trial court as to the conviction-producing count.
  • The State moved in the Court of Special Appeals to dismiss the appeal as moot based on its nol pros; the Court of Special Appeals rejected that motion, held the nol pros ineffective, and reversed on the merits for insufficient evidence.
  • The Court of Appeals granted certiorari to decide whether the State may enter a nolle prosequi after conviction and sentencing and, if so, whether the appeal became moot.
  • The Court of Appeals held that the State lacks authority to nol pros a charge after entry of final judgment (conviction and sentence); final judgment ends the trial court’s case and transfers exclusive jurisdiction to the appellate court.

Issues

Issue Plaintiff's Argument (State) Defendant's Argument (Simms) Held
Whether the State may enter a nolle prosequi on a charge after conviction and sentencing (while appeal pending) State argued its broad prosecutorial discretion and Rule 4-247 permit nol pros at any time, including on appeal; absent explicit rule prohibition, State may abandon prosecution to effectuate dismissal Simms argued the appeal is a statutory right from final judgment; the State cannot use a nol pros to erase a final judgment or deprive him of appellate review Court held State may not nol pros a charge after final judgment; once convicted and sentenced, the State’s nol pros authority ends and the appellate court has exclusive jurisdiction

Key Cases Cited

  • Friend v. State, 175 Md. 352 (1938) (nol pros entered during appeal was ineffective; State cannot unilaterally dismiss an appeal and doing so produced double jeopardy)
  • Hooper v. State, 293 Md. 162 (1982) (nol pros is final termination of a charging document; State cannot withdraw a nol pros once entered)
  • Ward v. State, 290 Md. 76 (1981) (nol pros applies to particular charging documents and does not acquit the underlying act; explains timing and double jeopardy implications)
  • Gilmer v. State, 389 Md. 656 (2005) (definition of nolle prosequi as State’s declaration not to pursue charges; discusses effect when entered prior to sentencing)
  • Barrett v. State, 155 Md. 636 (1928) (nol pros is abandonment of prosecution and cancels the indictment, restoring defendant’s position)
  • Commonwealth v. Dascalakis, 140 N.E. 470 (Mass. 1923) (prosecutor’s power to enter a nol pros ends once the case has come to final judgment; entry after sentence is improper)
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Case Details

Case Name: State v. Simms
Court Name: Court of Appeals of Maryland
Date Published: Dec 18, 2017
Citation: 175 A.3d 681
Docket Number: 19/17
Court Abbreviation: Md.