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State v. Scott
1 CA-CR 15-0382
| Ariz. Ct. App. | Dec 22, 2016
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Background

  • Defendant Daniel Vernon Scott was tried for offenses arising from a May 3, 2014 physical altercation with his wife, J.S.; jury convicted him of the lesser included offense: disorderly conduct with a deadly weapon (domestic violence related).
  • Victim J.S. has a diagnosis of paranoid schizophrenia, takes medication, and admitted prior commitment, memory issues, and a prior aggravated-assault arrest involving Scott.
  • Scott claimed self-defense and sought pretrial production of ten years of the victim’s mental-health records (including VA records) for in camera review to impeach/perception evidence.
  • The superior court denied the motion, citing Victims’ Bill of Rights protections and lack of demonstrated constitutional need; it did order disclosure of any medical records in the victim’s possession from two months before the incident through the date of the incident.
  • Scott also sought admission of the victim’s prior interactions with law enforcement (2006–2013); the court admitted only the 2013 aggravated-assault arrest directed at Scott and excluded other past incidents as irrelevant or prejudicial.
  • On appeal, Scott argued the court erred in both rulings; the Court of Appeals affirmed.

Issues

Issue Plaintiff's Argument (State) Defendant's Argument (Scott) Held
Denial of compelled production of ten years of victim’s mental-health records Victim’s privacy and statutory protections outweigh speculative defense need; records protected Records likely contain impeachment/exculpatory material essential to self-defense and due process; in camera review required Affirmed: defendant failed to show a substantial, constitutional need; Victims’ Bill of Rights and lack of showing made denial proper; court balanced interests and allowed limited discovery close in time to incident
Exclusion of other-act evidence of victim’s prior law-enforcement interactions Many prior incidents were collateral, remote, non-violent, and unduly prejudicial Prior incidents show victim’s violent tendencies and were known to defendant, relevant to his state of mind for self-defense Affirmed: court properly admitted only the 2013 aggravated-assault arrest directed at Scott; other incidents were irrelevant or unduly prejudicial under Rules 403/404(b)

Key Cases Cited

  • State v. Connor, 215 Ariz. 553 (App. 2007) (requires demonstrable "substantial need" of constitutional dimension to overcome victim privacy/privilege)
  • State ex rel. Romley v. Superior Court (Roper), 172 Ariz. 232 (App. 1992) (balance defendant’s rights against victim privacy may permit disclosure in some cases)
  • State v. Sarullo, 219 Ariz. 431 (App. 2008) (Victims’ Bill of Rights gives victim right to refuse medical-record disclosure)
  • State v. Hatton, 116 Ariz. 142 (1977) (mere conjecture that records might be useful is insufficient to compel disclosure)
  • State v. Fish, 222 Ariz. 109 (App. 2009) (Rule 404(b) framework and Rule 403 balancing for other-act evidence)
  • State v. Santanna, 153 Ariz. 147 (1987) (prior violent acts known to defendant admissible to show state of mind for self-defense)
  • State v. Zamora, 140 Ariz. 338 (App. 1984) (admissibility limits for other acts: must be known to defendant or closely related in time/circumstance)
  • State v. Carlson, 237 Ariz. 381 (2015) (appellate courts may affirm on any correct basis presented)
Read the full case

Case Details

Case Name: State v. Scott
Court Name: Court of Appeals of Arizona
Date Published: Dec 22, 2016
Docket Number: 1 CA-CR 15-0382
Court Abbreviation: Ariz. Ct. App.