State v. Schmidt
A-16-475
Neb. Ct. App.Apr 4, 2017Background
- Defendant Tyler U. Schmidt pled no contest to aggravated DUI (third offense) after a plea agreement; a separate driving during revocation charge was dismissed.
- Prosecutor introduced certified copies of two prior Lancaster County DUI convictions for enhancement: a 2011 conviction (uncontested) and a 2006 conviction (Exhibit 2).
- Defense conceded admissibility of Exhibit 2 but argued it was constitutionally invalid for enhancement because the record lacked an explicit waiver-of-counsel at sentencing (waiver appeared at the combined arraignment/plea only).
- The district court found both prior convictions valid for enhancement and sentenced Schmidt to 2–4 years’ imprisonment, $1,000 fine, and 15-year license revocation (interlock after 2 years).
- On appeal Schmidt argued (1) the 2006 conviction could not be used to enhance to a third offense and (2) the sentence was excessive.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity of 2006 prior conviction for enhancement | State: certified record shows a valid waiver at arraignment/plea and no intervening event revoked waiver; therefore conviction is valid | Schmidt: record lacks an express waiver of counsel at sentencing, and sentencing is a critical stage requiring counsel or an explicit waiver for enhancement purposes | Court: Affirmed admission — waiver at combined arraignment/plea was valid and no intervening event made it ineffective, so the prior conviction could be used for enhancement |
| Excessive sentence | State: sentence within statutory limits and justified by public safety and defendant’s BAC, injury, and prior DUIs | Schmidt: limited criminal history, remorse, ongoing treatment; probation would better serve rehabilitation | Court: Affirmed — sentence within statutory range and not an abuse of discretion given facts and public-safety concern |
Key Cases Cited
- State v. Mitchell, 285 Neb. 88, 825 N.W.2d 429 (2013) (standard of review for constitutional validity of prior plea-based conviction used for enhancement)
- State v. Bol, 288 Neb. 144, 846 N.W.2d 241 (2014) (State bears burden to prove prior convictions by preponderance for enhancement)
- State v. Scheffert, 279 Neb. 479, 778 N.W.2d 733 (2010) (State must show counsel or valid waiver at each critical stage of prior proceedings)
- State v. Harig, 192 Neb. 49, 218 N.W.2d 884 (1974) (valid waiver at arraignment/plea may suffice for later sentencing so long as no intervening event renders waiver ineffective)
- State v. Castaneda, 295 Neb. 547, 889 N.W.2d 87 (2017) (appellate review of sentence for abuse of discretion when within statutory limits)
- State v. Tiff, 199 Neb. 519, 260 N.W.2d 296 (1977) (related discussion of waiver and counsel requirements at subsequent proceedings)
- State v. Dyke, 231 Neb. 621, 437 N.W.2d 164 (1989) (once informed of right to counsel, no requirement to readvise on each appearance)
- State v. Nollen, 296 Neb. 94 (2017) (sentencing appropriateness includes judge’s observations and full facts and circumstances)
