State v. SchalowÂ
251 N.C. App. 334
| N.C. Ct. App. | 2016Background
- Victim Erin Schalow suffered repeated assaults by husband Leonard Schalow from Dec 2013–Feb 2014; injuries led to hospitalization and police involvement.
- Defendant was indicted in 14 CRS 50887 for attempted first-degree murder using the short-form caption but the indictment omitted the phrase “with malice aforethought.”
- Trial in 14 CRS 50887 proceeded to jury impanelment and initial testimony; the court discovered the omission and, over Defendant’s objection, dismissed the indictment and declared a mistrial.
- State re‑indicted Defendant in 15 CRS 50922 for attempted first‑degree murder (superseding indictment) and proceeded to trial; Defendant moved to dismiss on double jeopardy grounds, which was denied.
- Defendant was convicted in the second trial of attempted first‑degree murder and sentenced; on appeal the Court of Appeals vacated the conviction, holding the original indictment was sufficient to allege attempted voluntary manslaughter and jeopardy had attached.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Schalow) | Held |
|---|---|---|---|
| Sufficiency of original indictment (14 CRS 50887) | Indictment was fatally defective for omitting “malice aforethought” so court lacked jurisdiction | Indictment sufficiently alleged attempted voluntary manslaughter under short‑form rules; not fatally defective | Original indictment was sufficient to allege attempted voluntary manslaughter; not fatally defective |
| Was mistrial justified (manifest necessity)? | Court can dismiss defective indictment and re‑try defendant | No manifest necessity; court should have proceeded on lesser‑included attempted voluntary manslaughter; objection preserved | No manifest necessity existed; declaring mistrial over objection was error |
| Double jeopardy effect of mistrial/dismissal | Dismissal of defective indictment permits reprosecution | Jeopardy had attached when jury was impaneled under a valid indictment; reprosecution barred as lesser and greater are same offense | Jeopardy attached; reprosecution barred because attempted voluntary manslaughter is lesser‑included of attempted murder |
| Trial court and appellate handling of interlocutory relief | State: retrial permitted; appellate leave appropriate | Defendant: interlocutory denial and dissolution of stay subjected him to unconstitutional second trial | Appellate denial without resolving double jeopardy claim resulted in defendant being retried in violation of his double jeopardy rights |
Key Cases Cited
- State v. Bullock, 154 N.C. App. 234 (N.C. Ct. App. 2002) (short‑form indictment omitting malice may sustain conviction on lesser‑included attempted voluntary manslaughter)
- State v. Jones, 359 N.C. 832 (N.C. 2005) (short‑form statutes permit charging attempts as subset of completed offenses)
- Lee v. United States, 432 U.S. 23 (U.S. 1977) (court’s label of dismissal vs. mistrial is not dispositive; functional analysis governs retrial permissibility)
- Illinois v. Somerville, 410 U.S. 458 (U.S. 1973) (mistrial due to a fatal indictment defect can be manifest necessity permitting retrial in some cases)
- United States v. Scott, 437 U.S. 82 (U.S. 1978) (double jeopardy protects against multiple prosecutions even when no final determination has been made)
- Arizona v. Washington, 434 U.S. 497 (U.S. 1978) (importance of defendant’s right to have a single tribunal complete the trial; mistrials over objection require high degree of necessity)
- State v. Etheridge, 319 N.C. 34 (N.C. 1987) (lesser‑included offenses and double jeopardy principles)
- State v. Odom, 316 N.C. 306 (N.C. 1986) (mistrial over objection requires manifest necessity; improper mistrial bars retrial)
