State v. Sarellano
36,172
| N.M. Ct. App. | Aug 30, 2017Background
- Defendant Aron Sarellano was convicted in a bench trial of third-degree criminal sexual contact of a minor (CSCM) after being charged with criminal sexual penetration of a minor (CSPM).
- The victim, a young child, testified that Defendant "touched her on the inside of her private[s] where she pees."
- The district court, sua sponte, treated CSCM as a lesser included offense of the charged CSPM and convicted Defendant of CSCM.
- On appeal, this Court issued a proposed summary disposition to affirm; Defendant filed a memorandum in opposition raising several challenges.
- Defendant argued the victim’s testimony unequivocally proved penetration (supporting only CSPM), that he lacked notice to defend against the uncharged lesser offense, and that evidence was insufficient to support CSCM.
- The Court of Appeals rejected these contentions, finding the victim’s wording ambiguous as to penetration, concluding CSCM was properly considered sua sponte in a bench trial, and affirming the conviction.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument | Held |
|---|---|---|---|
| Whether CSCM is a permissible lesser included offense of CSPM in a bench trial | Lesser included offenses may be considered sua sponte; defendant was on notice of lesser offense | CSCM should not have been considered because victim’s testimony unequivocally established penetration (only CSPM) | Court: CSCM properly considered sua sponte; victim’s testimony ambiguous about penetration, so lesser offense applicable |
| Whether victim’s testimony proved penetration (CSPM) rather than mere contact (CSCM) | Testimony did not unequivocally establish penetration; could support contact | Testimony explicitly established penetration, so CSCM not available | Court: testimony ambiguous; did not explicitly describe penetration, so CSCM could be considered |
| Whether Defendant had adequate notice to defend against uncharged lesser included offense | Charging CSPM puts defendant on notice of any lesser included offenses | Defendant claims lack of notice to defend CSCM | Court: precedent holds defendant is on notice of lesser included offenses; denial of touching addressed elements of CSCM |
| Sufficiency of evidence to support CSCM conviction | Credibility and conflicts resolved by factfinder; evidence supported contact | If witness testimony was incredible or inconsistent, conviction on lesser should fail too | Court: will not reweigh credibility on appeal; evidence sufficed for CSCM; affirmed |
Key Cases Cited
- State v. Archuleta, 108 N.M. 397, 772 P.2d 1320 (N.M. Ct. App. 1989) (in bench trials, a lesser included charge may be considered sua sponte)
- State v. Lente, 138 N.M. 312, 119 P.3d 737 (N.M. Ct. App. 2005) (victim testimony explicitly describing penetration supported CSPM)
- State v. Paiz, 140 N.M. 815, 149 P.3d 579 (N.M. Ct. App. 2006) (clear trial testimony of attempted penetration supports CSPM)
- State v. Collins, 137 N.M. 353, 110 P.3d 1090 (N.M. Ct. App. 2005) (charging a greater offense places defendant on notice of lesser included offenses)
- State v. Meadors, 121 N.M. 38, 908 P.2d 731 (N.M. 1995) (defendant should be aware of possible lesser included offenses and have opportunity to prepare a defense)
- State v. Notah-Hunter, 137 N.M. 597 (N.M. Ct. App. 2005) (remand for resentencing on an uncharged lesser included offense where evidence insufficient for greater offense; defendant had opportunity to address lesser elements)
- State v. Slade, 331 P.3d 930 (N.M. Ct. App. 2014) (direct remand rule does not apply where jury was not instructed on a lesser included offense)
- State v. Villa, 136 N.M. 367, 98 P.3d 1017 (N.M. 2004) (direct remand rule limitations in jury-trial contexts)
- State v. Salas, 127 N.M. 686, 986 P.2d 482 (N.M. Ct. App. 1999) (appellate courts defer to factfinder on witness credibility and conflicts in testimony)
