904 N.W.2d 463
Minn. Ct. App.2017Background
- Christopher Sam was charged with first-degree aggravated robbery and second-degree assault; a jury convicted him of second-degree assault and sentenced him to 54 months.
- On the final day of trial Sam was absent; the court found his absence voluntary, issued a warrant, and continued the trial under Minn. R. Crim. P. 26.03.
- Defense counsel, unable to reach Sam, requested a no-adverse-inference jury instruction (CRIMJIG 3.17) while Sam was absent; the court gave the instruction and counsel did not object.
- Sam’s attorney argued in closing that the jury should not infer guilt from Sam’s failure to testify.
- On appeal Sam argued the court erred (plain error) by giving the no-adverse-inference instruction without Sam’s personal on-the-record consent.
- The district court’s decision to proceed without Sam was not challenged on appeal; the appellate court considered whether giving the instruction without the defendant’s personal consent was error and, if so, plain and prejudicial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the court erred by giving a no-adverse-inference instruction without the defendant’s personal on-the-record consent | Sam: Instruction was erroneous because his personal consent was not obtained on the record | State: No error because Sam was voluntarily absent and counsel requested the instruction | No plain error: instruction permissible when counsel requests it for a voluntarily absent defendant |
| Whether any error was "plain" under plain-error review | Sam: Prior cases make lack of consent plain error | State: This situation is one of first impression; not obviously covered by prior rulings | Not plain: reasonable dispute exists given novel factual posture |
| Whether any error affected substantial rights (prejudice) | Sam: Instruction highlighted his silence and could have significantly affected the verdict | State: Counsel emphasized the instruction in closing and did not object, suggesting lack of prejudice | No substantial effect shown; Sam did not meet heavy burden to prove prejudice |
| Whether a new trial is required to preserve judicial fairness | Sam: Remedy required if error and prejudice shown | State: No remedy necessary because no plain error or prejudice | No new trial; conviction affirmed |
Key Cases Cited
- State v. Darris, 648 N.W.2d 232 (Minn. 2002) (sets plain-error three-part test)
- State v. Ihle, 640 N.W.2d 910 (Minn. 2002) (discusses whether instructions are erroneous)
- State v. Gomez, 721 N.W.2d 871 (Minn. 2006) (holding that no-adverse-inference instruction given without defendant’s consent was error and plain in that case)
- State v. Thompson, 430 N.W.2d 161 (Minn. 1988) (generally advises obtaining defendant’s permission before giving no-adverse-inference instruction)
- State v. Clifton, 701 N.W.2d 793 (Minn. 2005) (no plain error when record shows defendant and counsel agreed to instruction)
- State v. Johnson, 483 N.W.2d 109 (Minn. App. 1992) (defendant’s voluntary absence after impaneling waives rights; trial may continue)
- State v. Parker, 853 N.W.2d 122 (Minn. 2014) (failure to object can imply comments were not prejudicial)
