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904 N.W.2d 463
Minn. Ct. App.
2017
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Background

  • Christopher Sam was charged with first-degree aggravated robbery and second-degree assault; a jury convicted him of second-degree assault and sentenced him to 54 months.
  • On the final day of trial Sam was absent; the court found his absence voluntary, issued a warrant, and continued the trial under Minn. R. Crim. P. 26.03.
  • Defense counsel, unable to reach Sam, requested a no-adverse-inference jury instruction (CRIMJIG 3.17) while Sam was absent; the court gave the instruction and counsel did not object.
  • Sam’s attorney argued in closing that the jury should not infer guilt from Sam’s failure to testify.
  • On appeal Sam argued the court erred (plain error) by giving the no-adverse-inference instruction without Sam’s personal on-the-record consent.
  • The district court’s decision to proceed without Sam was not challenged on appeal; the appellate court considered whether giving the instruction without the defendant’s personal consent was error and, if so, plain and prejudicial.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the court erred by giving a no-adverse-inference instruction without the defendant’s personal on-the-record consent Sam: Instruction was erroneous because his personal consent was not obtained on the record State: No error because Sam was voluntarily absent and counsel requested the instruction No plain error: instruction permissible when counsel requests it for a voluntarily absent defendant
Whether any error was "plain" under plain-error review Sam: Prior cases make lack of consent plain error State: This situation is one of first impression; not obviously covered by prior rulings Not plain: reasonable dispute exists given novel factual posture
Whether any error affected substantial rights (prejudice) Sam: Instruction highlighted his silence and could have significantly affected the verdict State: Counsel emphasized the instruction in closing and did not object, suggesting lack of prejudice No substantial effect shown; Sam did not meet heavy burden to prove prejudice
Whether a new trial is required to preserve judicial fairness Sam: Remedy required if error and prejudice shown State: No remedy necessary because no plain error or prejudice No new trial; conviction affirmed

Key Cases Cited

  • State v. Darris, 648 N.W.2d 232 (Minn. 2002) (sets plain-error three-part test)
  • State v. Ihle, 640 N.W.2d 910 (Minn. 2002) (discusses whether instructions are erroneous)
  • State v. Gomez, 721 N.W.2d 871 (Minn. 2006) (holding that no-adverse-inference instruction given without defendant’s consent was error and plain in that case)
  • State v. Thompson, 430 N.W.2d 161 (Minn. 1988) (generally advises obtaining defendant’s permission before giving no-adverse-inference instruction)
  • State v. Clifton, 701 N.W.2d 793 (Minn. 2005) (no plain error when record shows defendant and counsel agreed to instruction)
  • State v. Johnson, 483 N.W.2d 109 (Minn. App. 1992) (defendant’s voluntary absence after impaneling waives rights; trial may continue)
  • State v. Parker, 853 N.W.2d 122 (Minn. 2014) (failure to object can imply comments were not prejudicial)
Read the full case

Case Details

Case Name: State v. Sam
Court Name: Court of Appeals of Minnesota
Date Published: Nov 13, 2017
Citations: 904 N.W.2d 463; A17-0012
Docket Number: A17-0012
Court Abbreviation: Minn. Ct. App.
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    State v. Sam, 904 N.W.2d 463