509 P.3d 628
Or.2022Background
- Rusen pleaded no contest to four counts of second-degree sexual abuse (separate dates); as part of a plea the state recommended downward dispositional sentences to concurrent probation.
- The plea/judgment stated that, if probation were revoked, the court "could impose consecutive sentences," but Rusen expressly reserved the right to argue for concurrent sanctions at revocation.
- Less than a year later Rusen committed a new offense and conceded a probation violation; the trial court revoked all four probation terms for that single violation and imposed consecutive incarceration terms (totaling 106 months).
- Rusen appealed, arguing OAR 213-012-0040(2)(a) requires concurrent incarceration when multiple probation terms are revoked for a single violation.
- The State argued (1) ORS 138.105(9) bars appellate review because the consecutive-sentence issue flowed from a stipulated sentencing agreement, and (2) ORS 137.123(2) (and OAR 213-012-0010) authorized consecutive sentences because the underlying offenses were separate-episode crimes.
- The Oregon Supreme Court held the sentence was reviewable (the parties had not stipulated to a specific sentence) and that OAR 213-012-0040(2)(a) governed revocation sanctions, so consecutive incarceration for a single revocation violated the rules; ORS 137.123(2) applies to initial sentencing, not revocation.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Rusen) | Held |
|---|---|---|---|
| Whether ORS 138.105(9) bars review of the consecutive-sentence claim | The plea/judgment agreed the court could impose consecutive sentences on revocation; that is a "stipulated sentencing agreement" so appellate review is barred. | The agreement merely allowed the State to seek consecutive sentences and left Rusen free to argue for concurrent ones; not a stipulated sentencing agreement under Kephart/ORS 135.407, so review is allowed. | Review permitted. ORS 138.105(9) bars only stipulated sentencing agreements of the kind illustrated by ORS 135.407 (specific stipulations to grid block or specific sentence); parties did not stipulate to a particular sentence here. |
| Whether ORS 137.123(2)/OAR 213-012-0010 authorized consecutive incarceration as a probation-revocation sanction | Because the underlying offenses were separate-episode crimes, ORS 137.123(2) (incorporated by OAR 213-012-0010) authorized the trial court to order consecutive sentences on revocation. | Probation-revocation sanctions are governed by the sentencing guidelines (OAR 213-012-0040); when multiple probation terms are revoked for a single violation, the judge must impose incarceration concurrently under OAR 213-012-0040(2)(a). ORS 137.123(2) governs initial sentencing, not revocation. | Held for Rusen. OAR 213-012-0040(2) governs revocation sanctions and requires concurrent incarceration for multiple terms revoked by a single supervision violation; ORS 137.123(2) applies to initial sentencing and does not override the guideline rule for revocations. |
| Scope of ORS 137.545(5)(b) (“may revoke probation and impose a sanction as provided by rules…”) | The word "may" permits sentencing courts, upon revocation, to impose sanctions outside the guidelines. | Legislative history shows "may" was intended to give judges discretion whether to revoke; if revoking, courts must impose sanctions as provided by the guidelines. | Held for Rusen. "May" grants discretion to revoke, but if the court revokes it must follow sanctions in the guidelines (OAR 213-012-0040). |
Key Cases Cited
- State v. Kephart, 320 Or 433 (1994) (construed "stipulated sentencing agreement" narrowly; bar to review applies to stipulations like those listed in ORS 135.407).
- State v. Adams, 315 Or 359 (1993) (earlier construction that review is barred when parties expressly stipulated specific sentencing components).
- State v. Martin, 320 Or 448 (1994) (confirmed that agreements not of the ORS 135.407 types do not trigger the review bar).
- State v. Lane, 357 Or 619 (2015) (recognized mandatory nature of OAR 213-012-0040(2)(a) and addressed constitutional limits on applying that rule).
- State v. Miller, 317 Or 297 (1993) (discussed when certain guidelines provisions were intended to apply only to single-episode crimes).
- State v. Capri, 248 Or App 391 (2012) (Court of Appeals decision supporting that portions of a sentence not agreed to remain reviewable).
- State v. Langdon, 330 Or 72 (2000) (explained that sentencing guidelines rules, once approved by legislature, carry the force of statute).
