State v. Ruiz
316 P.3d 984
Utah Ct. App.2013Background
- Ruiz, a Venezuelan national living in the U.S. illegally, was charged with second-degree sexual abuse of a child but pleaded guilty to a reduced count of attempted sexual abuse (third-degree felony); plea form stated exposure of 0–5 years for that offense.
- After pleading, Ruiz retained new counsel and moved to withdraw his plea, alleging prior counsel rendered ineffective assistance by (1) misstating sentencing exposure for the original charge (telling him a five-year mandatory minimum) and (2) misinforming him about immigration consequences (discouraging consultation with an immigration lawyer and saying the plea would avoid deportation).
- Judge Fuchs originally found prior counsel misadvised Ruiz about immigration consequences and allowed withdrawal; the State sought reconsideration and later presented former counsel’s testimony to Judge Skanchy, who credited that testimony and rescinded the withdrawal, finding the plea knowing and voluntary.
- On appeal the court of appeals initially vacated Judge Skanchy’s decision for lack of record explanation; the Utah Supreme Court reversed, holding reconsideration was proper and that post‑statutory changes require a showing that a plea was not knowingly and voluntarily entered to allow withdrawal.
- On remand, this court reviewed Strickland ineffective-assistance claims tied to sentencing advice and immigration advice, credited Judge Skanchy’s factual findings, and affirmed denial of the motion to withdraw the plea.
Issues
| Issue | Ruiz's Argument | State's Argument | Held |
|---|---|---|---|
| Whether counsel exaggerated incarceration exposure by saying a five-year minimum applied to the original second-degree charge | Ruiz: counsel told him there was a five-year mandatory minimum, inducing the plea | State: counsel accurately conveyed the "practical" likelihood of ~5 years though statutory exposure was 1–15 years; trial court credited that testimony | Court: counsel did not perform deficiently; Ruiz’s plea was knowing and voluntary |
| Whether counsel inadequately advised on immigration consequences (Padilla / Rojas‑Martinez claim) | Ruiz: counsel misled or failed to properly advise about deportation risk, rendering plea involuntary | State: counsel warned Ruiz of likely deportation if convicted at trial and of possible immigration consequences from the plea; trial court credited that warning | Court: counsel’s advice met Padilla/Rojas‑Martinez standards; not deficient |
| Standard for granting presentence motions to withdraw pleas after statutory changes | Ruiz: urged view that motions should be liberally granted (per earlier precedent) | State: pointed to Utah Supreme Court holding statute requires finding plea not knowing/voluntary before granting withdrawal | Court: applied Supreme Court’s guidance—plaintiff must show plea was not knowingly and voluntarily entered |
| Whether trial court’s factual findings were clearly erroneous | Ruiz: contended court should have credited his affidavit over former counsel’s testimony | State: relied on Judge Skanchy’s credibility determinations crediting former counsel | Court: accepted Judge Skanchy’s credibility findings and did not find clear error |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (establishes two‑prong ineffective assistance test)
- Hill v. Lockhart, 474 U.S. 52 (applies Strickland to guilty‑plea challenges)
- Padilla v. Kentucky, 559 U.S. 356 (counsel must inform noncitizen client whether plea carries risk of deportation)
- State v. Ruiz, 282 P.3d 998 (Utah Supreme Court opinion remanding and clarifying plea‑withdrawal standard)
- State v. Rojas‑Martinez, 125 P.3d 930 (Utah Supreme Court: collateral‑consequences rule and affirmative‑misrepresentation exception)
