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State v. Roth
311 Neb. 1007
Neb.
2022
Read the full case

Background

  • Derek J. Roth pleaded no contest to two counts of possession of a deadly weapon (not a firearm) by a prohibited person (Class III felonies) and one count of third-degree domestic assault (Class I misdemeanor).
  • He was sentenced to 30 months of intensive supervised probation (concurrent) but repeatedly violated probation, including new arrests for offenses against the same victim in Lancaster County.
  • After admission of a probation violation, the district court revoked probation and resentenced Roth to 3 years’ imprisonment on each Class III count and 1 year on the misdemeanor, with the terms concurrent to each other but consecutive to Lancaster County sentences.
  • The district court expressly declined to impose post-release supervision (PRS), stating it would be a waste of state resources.
  • On direct appeal after revocation, Roth argued the 3-year total imprisonment was excessive; the State argued the court plainly erred by failing to impose mandatory PRS for the Class III convictions.
  • The Supreme Court found no abuse of discretion on excessiveness but held the court committed plain error by omitting the statutorily required minimum 9 months of PRS for the Class III felonies and remanded for modification.

Issues

Issue State's Argument Roth's Argument Held
Whether the 3-year imprisonment (after probation revocation) was excessive Sentence within statutory limits and justified by repeated violations, reoffending, and high risk to reoffend Sentence disproportionate; court ignored mitigating factors (time on probation, completion of classes, felony convictions not entered in Lancaster County) No abuse of discretion; sentence not excessive given circumstances
Whether the trial court erred in failing to impose post-release supervision (PRS) Failure to impose mandatory PRS for Class III felonies is plain error under §§ 29-2204.02 and 28-105 Court exercised discretion to deny PRS as not beneficial and resource‑wasteful Plain error; statutory mandates required minimum 9 months PRS for Class III felonies; sentences vacated and remanded to impose PRS and specify concurrency

Key Cases Cited

  • State v. Starks, 308 Neb. 527, 955 N.W.2d 313 (2021) (interpreting § 29-2204.02(4) and holding determinate sentences plain error when indeterminacy required)
  • State v. Lillard, 27 Neb. App. 824, 937 N.W.2d 1 (2019) (held § 29-2204.02 applies to sentences imposed while other sentences are in progress)
  • State v. Galvan, 305 Neb. 513, 941 N.W.2d 183 (2020) (trial court’s discretion to order concurrent or consecutive terms applies equally to imprisonment and PRS)
  • State v. Kipple, 310 Neb. 654, 968 N.W.2d 613 (2022) (plain error review principles in criminal appeals)
  • State v. Blake, 310 Neb. 769, 969 N.W.2d 399 (2022) (standards for appellate review of sentences alleged to be excessive)
  • State v. Hofmann, 310 Neb. 609, 967 N.W.2d 435 (2021) (statutory interpretation principles; in pari materia construction)
Read the full case

Case Details

Case Name: State v. Roth
Court Name: Nebraska Supreme Court
Date Published: Jul 15, 2022
Citation: 311 Neb. 1007
Docket Number: S-21-792
Court Abbreviation: Neb.