468 P.3d 503
Or. Ct. App.2020Background
- Defendant (Rolfe) had an affair with victim B; B sought and obtained a temporary stalking protective order (SPO) and defendant was served on May 17, 2016.
- Two days after service, B found an iPhone containing a message listing defendant's contact number; the state relied on that message as the charged conduct under ORS 163.750.
- Defendant testified she composed and sent the message before she was served and that the messaging app left the message on the device until manually withdrawn.
- In closing, defense argued acquittal because the message was sent before service; in rebuttal the state for the first time argued an alternative theory—that defendant violated the SPO by failing to withdraw a preexisting message after service.
- The trial court did not instruct the jury to unanimously agree on which factual theory (sending after service vs failing to withdraw after service) established the offense; a six-person jury convicted.
- On appeal the court held the trial court plainly erred by failing sua sponte to give a concurrence instruction and reversed and remanded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the trial court erred in not giving a concurrence instruction when the prosecution advanced two factually distinct theories (affirmative act after service vs omission after service). | No plain error; only one message existed and the theories were interchangeable/overlapping, so instruction was not required. | Concurrence instruction required to ensure unanimous agreement on which factual occurrence constituted the single charged offense. | Court held the trial court plainly erred: under Boots jury must agree on ‘‘just what the defendant did,’’ so a concurrence instruction was required. |
| Whether appellate court should exercise discretion to correct the plain error (despite no objection at trial). | Trial court’s omission was not reversible; no request at trial and theories not truly multiple occurrences. | Appellate court should correct plain error because there was a genuine risk jurors weren’t unanimous and no plausible tactical reason to forgo the instruction. | Court exercised discretion to correct the error, reversed the conviction, and remanded for further proceedings. |
Key Cases Cited
- State v. Boots, 308 Or 371 (concurrence required where jury could convict on factually distinct alternative theories)
- State v. Lotches, 331 Or 455 (jury must agree on ‘‘just what defendant did’’ for elements of offense)
- State v. Pipkin, 354 Or 513 (concurrence instruction required when evidence permits multiple separate occurrences of same offense)
- State v. Ashkins, 357 Or 642 (reaffirming requirement to instruct on unanimity as to material elements and occurrences)
- State v. Sippel, 288 Or App 391 (appellate correction of plain concurrence error where prosecution introduced new theory in rebuttal)
