2020 Ohio 4188
Ohio Ct. App.2020Background
- Donna Roberts was convicted (aider-and-abettor) of aggravated murder, aggravated burglary, and aggravated robbery; she received a death sentence.
- Roberts filed a postconviction petition under R.C. 2953.21, later amended; the State moved for summary judgment and the trial court dismissed the amended petition without an evidentiary hearing.
- Roberts claimed ineffective assistance of trial counsel in the guilt/culpability stage: counsel allegedly failed to give opening/closing statements, failed to introduce a videotaped statement of co-defendant Nathaniel Jackson (purportedly showing Jackson’s self-defense claim and exculpating Roberts), and prevented Roberts from testifying.
- The trial record showed Roberts personally gave an opening statement; counsel waived closing; Roberts also made an unsworn penalty-phase statement forbidding mitigation evidence and praising counsel.
- The trial court found (and this court agreed) that Roberts’ affidavit and the Jackson video did not create a genuine issue of material fact: counsel’s choices were tactical, Jackson’s videotape lacked corroboration under Evid.R. 804(B)(3), res judicata barred issues that could have been raised on direct appeal, and no prejudice was shown.
- The Eleventh District affirmed dismissal on summary judgment and held the trial court did not abuse its discretion in denying an evidentiary hearing.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Roberts) | Held |
|---|---|---|---|
| Whether trial counsel rendered ineffective assistance during the culpability stage | Counsel’s decisions (waiving openings/closings, not introducing Jackson tape, advising against testimony) were tactical and presumptively reasonable; no prejudice shown | Counsel failed to present an articulated defense: no opening/closing by counsel, failed to introduce Jackson’s tape/self-defense theory, blocked Roberts from testifying — produced prejudice | Denied. Counsel’s choices were tactical or barred by law; affidavit insufficient to show deficient performance or prejudice; Jackson tape lacked requisite corroboration; some claims precluded by res judicata |
| Whether dismissal without an evidentiary hearing was erroneous | Dismissal proper: petitioner failed to proffer outside-the-record evidence that, if believed, would establish both deficient performance and prejudice | Roberts proffered affidavit and referenced Jackson videotape; these required an evidentiary hearing | Denied. The proffered materials did not create a genuine issue of material fact; trial court’s decision to deny a hearing was not an abuse of discretion |
Key Cases Cited
- State v. Calhoun, 86 Ohio St.3d 279 (Ohio 1999) (postconviction petition standard and right to relief)
- State v. Broom, 146 Ohio St.3d 60 (Ohio 2016) (trial court may deny postconviction hearing if record and affidavits show no substantive grounds)
- State v. Bradley, 42 Ohio St.3d 136 (Ohio 1989) (ineffective assistance standard and tactical decisions are presumed reasonable)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two-part ineffective assistance test: performance and prejudice)
- Crane v. Kentucky, 476 U.S. 683 (U.S. 1986) (right to present a defense)
- Holmes v. South Carolina, 547 U.S. 319 (U.S. 2006) (limits on excluding defense evidence implicating due process)
- State v. Swann, 119 Ohio St.3d 552 (Ohio 2008) (Evid.R. 804(B)(3) corroboration requirement does not violate right to present a defense)
- State v. Jackson, 141 Ohio St.3d 171 (Ohio 2014) (res judicata in postconviction context)
- State v. Cole, 2 Ohio St.3d 112 (Ohio 1982) (postconviction relief requires evidence dehors the record for claims not raised on direct appeal)
- State v. Sanders, 92 Ohio St.3d 245 (Ohio 2001) (affidavits must show specific errors undermining verdict confidence)
- State v. Belton, 149 Ohio St.3d 165 (Ohio 2016) (waiver of opening/closing generally tactical)
