State v. Richardson
2013 UT 50
| Utah | 2013Background
- Richardson was convicted of vaginal rape and forcible anal sodomy; the exclusion of sexual history evidence under Rule 412(b)(2)(A) is challenged.
- The victim testified to a violent incident where Richardson allegedly forced her to have oral, vaginal, and anal sex amid a prior argument.
- Pretrial, Richardson sought to admit specific past consensual sexual conduct with the victim to prove consent; the trial court barred detailed instances but allowed general sexual-history context.
- The trial court ruled that detailed prior anal-sex evidence was not sufficiently relevant under Rule 412(b)(2)(A).
- On appeal, the Utah Supreme Court reverses, holding the exclusion was a misapplication of Rule 412 and remands for a new trial.
- The ruling focuses on whether Rule 412(b)(2)(A) evidence is admissible if it is otherwise admissible under the rules, and that relevance is judged broadly.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rule 412(b)(2)(A) admissibility requires heightened relevance. | Richardson argues 412(b)(2)(A) admits such evidence to prove consent. | State contends the evidence is not sufficiently relevant under 401/402. | No heightened relevance; evidence admissible if otherwise applicable. |
| Whether trial court misapplied Rule 412 and 401/402 in excluding evidence. | Evidence is relevant to consent and contextualizes the relationship. | Court properly limited relevance to protect privacy and avoid prejudice. | Court erred; exclusion based on misreading relevance; reverse, remand. |
| Whether Richardson waived the Rule 412 claim by not testifying. | Waiver rule for impeachment evidence does not apply to 412 evidence. | Richardson invited error by how he framed the request and use of the evidence. | No waiver; the error was not invited. |
| Whether the error was prejudicial and warranted a new trial. | Excluded evidence could have altered the verdict given credibility issues. | Error not prejudicial if the verdict stands on substantial evidence. | Prejudicial; new trial warranted. |
Key Cases Cited
- State v. Tarrats, 122 P.3d 581 (Utah 2005) (exceptions to Rule 412 admissibility for specific acts)
- State v. Yenser, 889 N.E.2d 581 (Ohio Ct. App. 2008) (consensual anal sex evidence relevant to consent)
- Michigan v. Lucas, 500 U.S. 145 (Supreme Court 1991) (prior sexual conduct with the accused relevant to consent)
- United States v. Ramone, 218 F.3d 1229 (10th Cir. 2000) (prior relationship evidence fits 412 context)
- Wood v. Alaska, 957 F.2d 1544 (9th Cir. 1992) (prior acts with defendant relevant to consent)
- State v. Jaeger, 973 P.2d 404 (Utah 1999) (low bar for relevance in evidence rules)
- Barrientos ex rel. Nelson v. Jones, 282 P.3d 50 (Utah 2012) (review of trial court interpretation of evidence rules)
