State v. Ray
469 P.3d 871
Utah2020Background
- Eric Ray (28) met R.M. (15) after texting her by mistake; during a multi-day visit he engaged in kissing, touching of breasts and genital areas, and oral sex according to R.M.’s testimony and some corroborating electronic messages from Ray.
- State charged Ray with object rape, two counts of forcible sodomy, and forcible sexual abuse; jury convicted Ray of forcible sexual abuse, acquitted on rape, and deadlocked on sodomy counts.
- The jury instruction for forcible sexual abuse listed alternative means: (a) touching specified body parts or (b) "otherwise took indecent liberties with another," but the court did not define "indecent liberties." Trial counsel did not object to that omission.
- On appeal the Utah Court of Appeals held counsel was ineffective for failing to object or request clarification/excision of "indecent liberties," reversed the conviction, and ordered a new trial.
- Utah Supreme Court granted certiorari and reversed the court of appeals, holding counsel’s failure to object was not objectively unreasonable under Strickland because (i) the State focused on the specific-touching variant, (ii) the defense strategy attacked credibility/consent, and (iii) defining "indecent liberties" could have broadened the State’s case.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial counsel's failure to object to an undefined jury instruction term ("indecent liberties") constituted ineffective assistance under Strickland | The State: counsel’s omission was reasonable; correction could have advantaged the State and counsel reasonably chose not to highlight the alternative theory | Ray: counsel was deficient for not objecting or requesting a definition/excision of "indecent liberties," leaving an essential element undefined | Utah Supreme Court: Counsel's performance was not deficient — a reasonable professional could avoid objecting to keep focus on the State’s specific-touching theory and not expand the State’s options; conviction reinstated |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (establishes two-prong ineffective-assistance test: deficient performance and prejudice)
- Roe v. Flores-Ortega, 528 U.S. 470 (2000) (counsel’s reasonableness judged considering all circumstances; not every omission is per se deficient)
- Yarborough v. Gentry, 540 U.S. 1 (2003) (inadvertent omissions do not automatically entitle a defendant to relief)
- In re J.L.S., 610 P.2d 1294 (Utah 1980) ("indecent liberties" must connote conduct of similar gravity to enumerated touching to avoid vagueness concerns)
- Bullock v. Carver, 297 F.3d 1036 (10th Cir. 2002) (discusses presumption that counsel’s conduct may reflect sound strategy and how to analyze it)
- State v. Clark, 89 P.3d 162 (Utah 2004) (characterizes prior Utah phrasing that defendant must overcome presumption by showing "no conceivable tactical basis")
