State v. R. Otto
2017 MT 212
| Mont. | 2017Background
- In June 2014, a 28‑year‑old Robert Lee Otto was found with a runaway who turned 13 during the week she spent with him; she reported repeated sexual activity including oral sex. Otto admitted some intercourse and that he "allowed" oral sex.
- Otto pled guilty pursuant to a nonbinding plea agreement to one count of Sexual Intercourse Without Consent (based on oral sex); the State dismissed a second count. The plea recommended a 50‑year MSP term with 35 years suspended.
- A Presentence Investigation (PSI) asked, "What reason do you have for your involvement in this offense?" Otto wrote he did not answer that question at his attorney’s request; he otherwise answered many PSI questions and admitted aspects of the offense.
- At sentencing the District Court expressed concern about Otto’s lack of cooperation on the PSI, minimization of conduct, and lack of remorse, and imposed a 60‑year MSP term with 10 years suspended—departing from the plea recommendation.
- Otto appealed, arguing the court violated his Fifth Amendment right to remain silent / against self‑incrimination by relying on his refusal to answer the PSI question in imposing sentence.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the District Court violated Otto’s rights by referencing his refusal to answer a PSI question when sentencing | State: The PSI response evidenced lack of remorse and could be considered with other sentencing factors | Otto: Court punished him for invoking silence (or acting on counsel’s advice) in PSI, violating Fifth Amendment rights | Court: No violation — Otto never affirmatively invoked the privilege; the comment was passing and part of broader consideration of remorse/character; sentence affirmed |
Key Cases Cited
- State v. Shreves, 313 Mont. 252, 60 P.3d 991 (recognizes courts cannot penalize exercise of right to silence at sentencing)
- State v. Cesnik, 329 Mont. 63, 122 P.3d 456 (Fifth Amendment protections at sentencing; waiver by failure to invoke privilege)
- State v. Rennaker, 335 Mont. 274, 150 P.3d 960 (lack of remorse may be considered at sentencing)
- State v. Duncan, 343 Mont. 220, 183 P.3d 111 (protection of silence during sentencing reaffirmed)
- State v. Fuller, 276 Mont. 155, 915 P.2d 809 (a defendant must affirmatively invoke the Fifth Amendment)
- United States v. Monia, 317 U.S. 424 (Fifth Amendment invocation principles)
- Driver v. Sentence Review Div. in the Sup. Court of Mont., 355 Mont. 273, 227 P.3d 1018 (courts may consider relevant evidence of offense and character at sentencing)
- State v. Collier, 277 Mont. 46, 919 P.2d 376 (courts may consider background and probative evidence when sentencing)
