State v. R.H.B.
821 N.W.2d 817
| Minn. | 2012Background
- R.H.B. was charged in 2007 with third- and first-degree assault but was acquitted by a November 2009 jury verdict; district court entered judgment of acquittal.
- R.H.B. petitioned in January 2011 to seal all related records, seeking expungement under Minn. Stat. ch. 609A, §609A.02–03.
- The district court granted expungement, applying a two-step framework: presumption of expungement if all proceedings resolved in petitioner’s favor, then a must-balance against public-interest evidence.
- The State appealed, and the court of appeals reversed, finding no base to balance since no specific disadvantage to expungement was identified.
- This Court reverses, holding the expungement statute’s first-step presumption applies and the State failed to overcome it with specific, clear-and-convincing public-interest evidence.
- The case clarifies the standard and scope for expunging records after acquittal under Minn. Stat. 609A.02–03.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Interpretation of the expungement statute two-step process. | R.H.B. relies on step one presumption of expungement. | State argues must identify public-safety outweighs disadvantages. | Statutes create mandatory first step with presumption of expungement. |
| Whether the State proved by clear and convincing evidence to overcome the presumption. | State shows general public interest in keeping records. | State failed to show particularized harm or public-safety risk. | District court did not abuse discretion; State failed to show outweighing public interest. |
| Whether petition satisfied statutory content requirements in 609A.03, subd. 2. | Petition stated reasons tied to acquittal and interests of justice. | State contends insufficient specificity. | Petition satisfied the statutory requirement of stating reasons. |
| Appropriateness of the standard of review and balancing approach used. | District court abused discretion by misapplying standard. | Balancing is discretionary under 609A.03, subd. 5(b). | Abuse of discretion standard applied; no reversible error in balancing. |
Key Cases Cited
- Ambaye v. State, 616 N.W.2d 256 (Minn. 2000) (establishes presumptive entitlement to expungement upon threshold showing; presumption rebuttable)
- Humes, 581 N.W.2d 317 (Minn. 1998) (‘shall’ language is mandatory in expungement statute)
- Ambaye (quoting), 616 N.W.2d 256 (Minn. 2000) (reiterates two-step expungement framework)
- Am. Family Ins. Grp. v. Schroedl, 616 N.W.2d 273 (Minn. 2000) (discusses weighing public interests in expungement)
- Jones, 753 N.W.2d 677 (Minn. 2008) (clear-and-convincing standard requires more than minimal evidence)
