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State v. Purdy
2022 Ohio 1131
| Ohio Ct. App. | 2022
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Background

  • Auglaize County indicted Charles M. Purdy, II on 14 counts of pandering obscenity involving a minor; he initially pleaded not guilty but, on July 19, 2021, pleaded guilty pursuant to a negotiated plea with a joint-sentencing recommendation.
  • The trial court accepted the pleas, sentenced Purdy to 18 months on Counts 1–8 to run consecutively and 12 months on Counts 9–14 to run concurrently with Counts 1–8, yielding a 144-month aggregate term, and classified him as a Tier II sex offender.
  • At the change-of-plea hearing Purdy disclosed a prior traumatic brain injury (from military service) and said it prevented him from passing a nursing physical; he did not assert incompetence and neither counsel nor the State requested a competency evaluation.
  • The trial court conducted a colloquy, found Purdy understood the proceedings, and concluded the brain injury did not affect competency; no sua sponte competency hearing was ordered.
  • Purdy later filed a delayed appeal arguing (1) the court erred by failing to order a competency evaluation sua sponte, and (2) defense counsel provided ineffective assistance by failing to request such an evaluation or expert evaluation prior to plea/sentencing.
  • The appellate court reviewed the competency decision for abuse of discretion and ineffective assistance under Strickland/Hill, found insufficient indicia of incompetence, and affirmed the convictions and sentence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the trial court erred by failing to sua sponte order a competency evaluation before accepting guilty pleas The court did not abuse its discretion; record lacked sufficient indicia of incompetence Purdy argued his disclosed traumatic brain injury required a sua sponte competency hearing No abuse of discretion; insufficient indicia of incompetence and trial colloquy showed competence
Whether defense counsel was ineffective for failing to request a competency evaluation or expert evaluation Counsel was not deficient because no competency hearing was required; no prejudice shown Purdy argued counsel unreasonably failed to seek evaluation and that this prejudiced his right to a valid plea Ineffective-assistance claim rejected because counsel’s performance was not deficient given lack of indicia and no prejudice proved

Key Cases Cited

  • State v. Smith, 89 Ohio St.3d 323 (trial court competence determinations entitled to deference)
  • Godinez v. Moran, 509 U.S. 389 (same competency standard for pleading guilty and standing trial)
  • Dusky v. United States, 362 U.S. 402 (competency requires ability to consult with counsel and rational/factual understanding)
  • State v. Jordan, 101 Ohio St.3d 216 (defendant presumed competent; burden to prove incompetence)
  • Strickland v. Washington, 466 U.S. 668 (ineffective-assistance-of-counsel standard)
  • Hill v. Lockhart, 474 U.S. 52 (prejudice inquiry for guilty-plea ineffective-assistance claims)
  • State v. Xie, 62 Ohio St.3d 521 (Ohio standard on reasonable probability affecting plea decisions)
  • State v. Berry, 72 Ohio St.3d 354 (mental illness or medication use alone does not equal legal incompetence)
  • State v. Ketterer, 111 Ohio St.3d 70 (same principle regarding mental illness and incompetence)
  • State v. Bock, 28 Ohio St.3d 108 (same principle regarding mental illness and incompetence)
Read the full case

Case Details

Case Name: State v. Purdy
Court Name: Ohio Court of Appeals
Date Published: Apr 4, 2022
Citation: 2022 Ohio 1131
Docket Number: 2-21-16
Court Abbreviation: Ohio Ct. App.