396 P.3d 153
N.M.2017Background
- Defendant Clive Phillips was tried on Count 1 which charged first-degree premeditated murder, with second-degree murder and voluntary manslaughter as lesser-included offenses.
- The jury was given only guilty verdict forms for each offense and a single not-guilty form that acquitted on the entire Count 1 (no separate not-guilty forms for each included offense).
- After several days, the jury sent notes indicating disagreement; ultimately the jury reported it was "hung" on Count 1 and would not reach a verdict.
- The court conducted a jury poll asking whether jurors were "deadlocked on the greater offense of first-degree murder," producing mixed answers: seven jurors answered in a way consistent with acquittal of first-degree murder, and five answered that they were deadlocked.
- The district court declared a mistrial as to all offenses in Count 1 and reserved the State’s right to retry all offenses; Phillips moved to dismiss first- and second-degree murder counts on double jeopardy grounds.
- The Supreme Court held the polling responses were ambiguous, the trial court should have clarified the jury’s answers (or otherwise created a clear record), and therefore retrial is barred for first- and second-degree murder; only voluntary manslaughter remains retryable.
Issues
| Issue | State's Argument | Phillips' Argument | Held |
|---|---|---|---|
| Whether the trial court properly determined the jury was deadlocked on first-degree murder based on the poll | Poll showed jurors were split and thus the jury was hung on first-degree murder; mistrial on the count was justified | Poll responses were ambiguous and the court failed to clarify whether jurors had acquitted or were deadlocked as to each included offense, violating double jeopardy protections | Court held the poll was ambiguous, trial court abused discretion by not clarifying; retrial on first- and second-degree murder barred; only manslaughter may be retried |
Key Cases Cited
- State v. Wardlow, 95 N.M. 585, 624 P.2d 527 (discretion review of mistrial necessity) (court relied on Wardlow’s standard regarding abuse of discretion in mistrial decisions)
- State v. Holloway, 106 N.M. 161, 740 P.2d 711 (jury poll ambiguity must be explored; court must clarify juror uncertainty)
- State v. Castrillo, 90 N.M. 608, 566 P.2d 1146 (when record is unclear which included offenses jury agreed on, doubts resolved for defendant and retrial barred on unclear offenses)
- State v. Garcia, 137 N.M. 315, 110 P.3d 531 (noting logical inconsistency of acquittal on lesser while hung on greater)
- Harrison v. Gillespie, 640 F.3d 888 (9th Cir.) (interim jury room votes are not final; the poll in open court controls)