State v. Pham
372 P.3d 734
Utah Ct. App.2016Background
- Defendant Anh Tuan Pham shot the victim outside a convenience store; the bullet passed through the victim's abdomen and scrotum and lodged in his leg. The victim was hospitalized three days and had difficulty walking for about two weeks.
- Police witnessed the aftermath; Pham fled, stole a vehicle, and was later arrested and charged with discharge of a firearm causing serious bodily injury, receiving/transferring a stolen vehicle, obstructing justice, and failing to stop for an officer.
- Victim testified at the preliminary hearing and was cross-examined by defense counsel without reported limits; Victim later moved to Mexico and could not be located for trial.
- The State moved to admit Victim's preliminary hearing testimony at trial; the trial court granted the motion over Pham's Confrontation Clause objection; the testimony was read to the jury.
- At trial other witnesses testified and Pham testified in his own defense; the jury convicted Pham on all counts; Pham appealed, raising Confrontation Clause and sufficiency-of-evidence challenges.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of preliminary hearing testimony under the Sixth Amendment Confrontation Clause | State: preliminary hearing testimony admissible because defendant had opportunity to cross-examine then and witness was unavailable at trial | Pham: preliminary hearings are structurally inadequate to provide a full, unfettered opportunity for cross-examination, so admission violated the Confrontation Clause | Court: affirmed admission — here Pham had a full opportunity to cross-examine at the preliminary hearing, so Confrontation Clause not violated |
| Sufficiency of evidence for "serious bodily injury" (substantial risk of death) | State: evidence of bullet traversing abdomen/scrotum and lodging in leg, hospitalization and ongoing pain supports finding of substantial risk of death | Pham: evidence insufficient; no showing the wound created substantial risk of death | Court: evidence sufficient — reasonable jury could find the shooting created a substantial risk of death; conviction affirmed |
Key Cases Cited
- Crawford v. Washington, 541 U.S. 36 (2004) (when testimony is testimonial, Confrontation Clause requires witness unavailability and prior opportunity for cross-examination)
- State v. Garrido, 314 P.3d 1014 (Utah Ct. App. 2013) (opportunity to cross-examine at preliminary hearing can satisfy Crawford)
- State v. Brooks, 638 P.2d 537 (Utah 1981) (cross-examination at preliminary hearing and trial occur under same motive and interest)
- State v. Bloomfield, 63 P.3d 110 (Utah Ct. App. 2003) (jury may consider means and attendant circumstances in determining serious bodily injury)
- State v. Kennedy, 354 P.3d 775 (Utah Ct. App. 2015) (standard of review for insufficiency-of-evidence appeals)
- People v. Fry, 92 P.3d 970 (Colo. 2004) (preliminary hearing cross-examination insufficient in Colorado; court declined to expand preliminary hearings to serve as substitute for trial confrontation)
