State v. Pfannenstiel
302 Kan. 747
| Kan. | 2015Background
- Victim C.W. reported waking to a moist, sucking sensation on her arm and found a man (Pfannenstiel) kneeling by her bed; she elbowed him and her boyfriend chased him out. DNA from the site matched Pfannenstiel as a major contributor.
- Pfannenstiel admitted entering C.W.’s apartment through a window after an earlier bar conversation but denied kissing/sucking her arm and claimed she invited him over.
- He was tried on aggravated sexual battery and aggravated burglary; acquitted of burglary but convicted of aggravated sexual battery.
- After conviction, Pfannenstiel filed a pro se motion to dismiss his court-appointed counsel alleging ineffective assistance and poor communication; the district court held an on-the-record inquiry with counsel and defendant, denied the motion, and then sentenced him.
- Pfannenstiel appealed, arguing (1) the court should have instructed the jury on the lesser included offense of sexual battery and (2) the district court should have appointed conflict-free counsel for the hearing on his motion to dismiss counsel. The Kansas Supreme Court granted review.
Issues
| Issue | Pfannenstiel's Argument | State's/Respondent's Argument | Held |
|---|---|---|---|
| Whether the district court erred by not instructing the jury on sexual battery as a lesser included offense of aggravated sexual battery | The evidence left reasonable doubt that C.W. was unconscious when touched, so the jury could have convicted only of the lesser offense | The record (victim testimony, DNA) supports aggravated sexual battery; defendant failed to request the instruction so reversal requires clear error showing | No clear error — sexual battery is a lesser included offense but Pfannenstiel failed to show he was "firmly convinced" jury would have reached a different verdict |
| Whether the defendant was entitled to appointed, conflict-free counsel at the hearing on his pro se motion to dismiss counsel | Court-appointed substitute counsel should have been provided for the hearing because the State and counsel were present and the court questioned appointed counsel, creating a conflict and need for substitute counsel | A threshold showing of "justifiable dissatisfaction" is required before appointing substitute counsel; an on-the-record inquiry without immediate substitution is appropriate and did not create per se conflict | No abuse of discretion — district court made an appropriate inquiry, did not err by not immediately appointing substitute counsel, and did not create a disqualifying conflict |
Key Cases Cited
- State v. Williams, 295 Kan. 506 (discusses three-step jury-instruction review framework)
- State v. Cameron, 300 Kan. 384 (standard for finding clear error on unrequested jury instructions)
- State v. Brown, 300 Kan. 565 (right to effective counsel; showing justifiable dissatisfaction to obtain substitute counsel)
- State v. Prado, 299 Kan. 1251 (duty to inquire into alleged counsel conflicts; limits on counsel statements during inquiry)
- State v. Pierce, 246 Kan. 183 (if court determines a hearing is required on certain postconviction matters, counsel should be appointed)
- Holloway v. Arkansas, 435 U.S. 475 (warning against automatically appointing substitute counsel without inquiry; conflicts may be asserted for delay)
- Cuyler v. Sullivan, 446 U.S. 335 (conflict-of-interest principles governing counsel's divided loyalties)
