927 N.W.2d 74
N.D.2019Background
- Peterson was charged with class B felony burglary under N.D.C.C. § 12.1-22-02(2)(b) after allegedly fleeing a burglary scene and driving toward a police officer in a way that appeared an attempt to strike the officer.
- At a June 10, 2015 change-of-plea hearing, Peterson pleaded guilty; the court initially misstated the felony class but corrected itself and accepted the plea after finding a factual basis and that the plea was knowing and voluntary.
- Peterson was sentenced to 10 years with all but five years suspended; later amended judgments clarified the statute and application of the 85% service rule under N.D.C.C. § 12.1-32-09.1.
- Peterson moved in 2018 to withdraw his guilty plea, arguing (1) Rule 11 defects at plea entry, (2) ineffective assistance because counsel failed to advise him of the 85% rule, and (3) manifest injustice from procedural sentencing errors.
- The district court denied the motion after a hearing; the Supreme Court reviewed the denial for abuse of discretion and affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether there was a sufficient factual basis for the guilty plea under N.D.R.Crim.P. 11(b)(3) | State: record (complaint, affidavit, prosecutor’s proffer) established facts showing attempt/menacing during flight | Peterson: counsel’s statement that he wasn’t directing vehicle at officer undermined factual basis | Court: sufficient factual basis existed based on record and prosecutor’s statement; counsel’s mitigation was not a denial |
| Whether the plea complied with Rule 11(b)(4) requirement that defendant acknowledge facts or that evidence exists to support plea | State: defendant agreed he fled and drove toward officer; that admission supported elements (menacing/attempt) | Peterson: disagreement about intent to direct vehicle at officer meant he did not admit requisite facts | Court: petitioner’s admission he fled and drove toward officer satisfied requirement; mens rea for menacing met by knowingly placing/attempting to place officer in fear |
| Whether counsel rendered ineffective assistance by failing to inform Peterson of the 85% service requirement | State: record shows no active misinformation; failure to inform not per se ineffective | Peterson: counsel told him only sentencing-length differed between class B and C and did not explain 85% rule; would have affected plea decision | Court: declined to resolve ineffective assistance on direct appeal; held record did not show counsel plainly defective or that counsel actively misinformed; failure to advise on 85% rule likely not ineffective per precedent |
| Whether manifest injustice warranted withdrawal of plea due to procedural errors | State: plea and sentence reflected agreed recommendation; petitioner understood plea and sentence | Peterson: alleged Rule 11/sentencing procedural errors created manifest injustice | Court: no manifest injustice—petitioner understood plea agreement and sentence; district court did not abuse discretion |
Key Cases Cited
- Mackey v. State, 2012 ND 159, 819 N.W.2d 539 (explaining means to establish factual basis for plea)
- Froistad v. State, 2002 ND 52, 641 N.W.2d 86 (factual basis may be sufficient if it sets forth elements)
- Bruce v. State, 2012 ND 140, 818 N.W.2d 747 (defining "imminent" and addressing menacing elements)
- Yost v. State, 2018 ND 157, 914 N.W.2d 508 (Rule 11 substantial compliance and manifest injustice principles)
- Feist v. State, 2006 ND 21, 708 N.W.2d 870 (standard of review for plea-withdrawal denial)
- Bates v. State, 2007 ND 15, 726 N.W.2d 595 (compare elements to defendant’s admissions)
- Berg v. State, 2015 ND 61, 860 N.W.2d 829 (plea acceptance requires conduct admitted to match charged offense)
- Sambursky v. State, 2008 ND 133, 751 N.W.2d 247 (failure to inform about 85% rule often not ineffective assistance)
- Stein v. State, 2018 ND 264, 920 N.W.2d 477 (misinformation about sentence length can be ineffective assistance)
- Guthmiller v. State, 2019 ND 85, 924 N.W.2d 785 (manifest injustice standard and deference to trial court)
- State v. Peterson, 2016 ND 192, 886 N.W.2d 71 (prior appeal addressing related issues)
