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927 N.W.2d 74
N.D.
2019
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Background

  • Peterson was charged with class B felony burglary under N.D.C.C. § 12.1-22-02(2)(b) after allegedly fleeing a burglary scene and driving toward a police officer in a way that appeared an attempt to strike the officer.
  • At a June 10, 2015 change-of-plea hearing, Peterson pleaded guilty; the court initially misstated the felony class but corrected itself and accepted the plea after finding a factual basis and that the plea was knowing and voluntary.
  • Peterson was sentenced to 10 years with all but five years suspended; later amended judgments clarified the statute and application of the 85% service rule under N.D.C.C. § 12.1-32-09.1.
  • Peterson moved in 2018 to withdraw his guilty plea, arguing (1) Rule 11 defects at plea entry, (2) ineffective assistance because counsel failed to advise him of the 85% rule, and (3) manifest injustice from procedural sentencing errors.
  • The district court denied the motion after a hearing; the Supreme Court reviewed the denial for abuse of discretion and affirmed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether there was a sufficient factual basis for the guilty plea under N.D.R.Crim.P. 11(b)(3) State: record (complaint, affidavit, prosecutor’s proffer) established facts showing attempt/menacing during flight Peterson: counsel’s statement that he wasn’t directing vehicle at officer undermined factual basis Court: sufficient factual basis existed based on record and prosecutor’s statement; counsel’s mitigation was not a denial
Whether the plea complied with Rule 11(b)(4) requirement that defendant acknowledge facts or that evidence exists to support plea State: defendant agreed he fled and drove toward officer; that admission supported elements (menacing/attempt) Peterson: disagreement about intent to direct vehicle at officer meant he did not admit requisite facts Court: petitioner’s admission he fled and drove toward officer satisfied requirement; mens rea for menacing met by knowingly placing/attempting to place officer in fear
Whether counsel rendered ineffective assistance by failing to inform Peterson of the 85% service requirement State: record shows no active misinformation; failure to inform not per se ineffective Peterson: counsel told him only sentencing-length differed between class B and C and did not explain 85% rule; would have affected plea decision Court: declined to resolve ineffective assistance on direct appeal; held record did not show counsel plainly defective or that counsel actively misinformed; failure to advise on 85% rule likely not ineffective per precedent
Whether manifest injustice warranted withdrawal of plea due to procedural errors State: plea and sentence reflected agreed recommendation; petitioner understood plea and sentence Peterson: alleged Rule 11/sentencing procedural errors created manifest injustice Court: no manifest injustice—petitioner understood plea agreement and sentence; district court did not abuse discretion

Key Cases Cited

  • Mackey v. State, 2012 ND 159, 819 N.W.2d 539 (explaining means to establish factual basis for plea)
  • Froistad v. State, 2002 ND 52, 641 N.W.2d 86 (factual basis may be sufficient if it sets forth elements)
  • Bruce v. State, 2012 ND 140, 818 N.W.2d 747 (defining "imminent" and addressing menacing elements)
  • Yost v. State, 2018 ND 157, 914 N.W.2d 508 (Rule 11 substantial compliance and manifest injustice principles)
  • Feist v. State, 2006 ND 21, 708 N.W.2d 870 (standard of review for plea-withdrawal denial)
  • Bates v. State, 2007 ND 15, 726 N.W.2d 595 (compare elements to defendant’s admissions)
  • Berg v. State, 2015 ND 61, 860 N.W.2d 829 (plea acceptance requires conduct admitted to match charged offense)
  • Sambursky v. State, 2008 ND 133, 751 N.W.2d 247 (failure to inform about 85% rule often not ineffective assistance)
  • Stein v. State, 2018 ND 264, 920 N.W.2d 477 (misinformation about sentence length can be ineffective assistance)
  • Guthmiller v. State, 2019 ND 85, 924 N.W.2d 785 (manifest injustice standard and deference to trial court)
  • State v. Peterson, 2016 ND 192, 886 N.W.2d 71 (prior appeal addressing related issues)
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Case Details

Case Name: State v. Peterson
Court Name: North Dakota Supreme Court
Date Published: May 16, 2019
Citations: 927 N.W.2d 74; 2019 ND 140; 2018 ND 140; 20180422
Docket Number: 20180422
Court Abbreviation: N.D.
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    State v. Peterson, 927 N.W.2d 74