State v. Pennell
367 N.C. 466
| N.C. | 2014Background
- William Pennell pleaded guilty (Dec. 2, 2010) to multiple felonies; sentences were suspended and he was placed on 36 months supervised probation.
- Multiple probation violation reports led the trial court to modify, then later revoke and activate some sentences (Oct. 13, 2011; June 5, 2012).
- On appeal from the June 5, 2012 revocation, Court of Appeals (1) corrected a clerical error as to which count was activated and (2) held that a challenge to the underlying indictment’s facial validity could be raised in the revocation appeal and arrested revocation as to one larceny count.
- The State petitioned for discretionary review to the North Carolina Supreme Court, which granted review on the jurisdictional question.
- The Supreme Court held that a collateral attack on the original conviction’s validity via an appeal from probation revocation is impermissible; defendant must use Rule 15A-1415(b) or habeas corpus instead.
Issues
| Issue | State's Argument | Pennell's Argument | Held |
|---|---|---|---|
| Whether a defendant may challenge the facial validity of the underlying indictment (jurisdiction of original conviction) in an appeal from revocation of probation | Such a challenge is an impermissible collateral attack on the original judgment; appeal from revocation is not a proper vehicle | The indictment was facially defective so original judgment was void; jurisdictional defects may be raised at any time, including in a revocation appeal | No. A jurisdictional attack on the original conviction cannot be raised for the first time in an appeal from revocation; appeal was improper on that ground |
| Proper procedure to challenge an allegedly defective original indictment after sentence activation | Defendant should pursue post-conviction remedies rather than revocation appeal | Revocation appeal is a timely forum because sentence activation enforces the original judgment | Defendant must use N.C.G.S. § 15A-1415(b) motion for appropriate relief or a habeas corpus petition; revocation appeal is not the correct procedure |
Key Cases Cited
- State v. Ray, 212 N.C. 748, 194 S.E. 472 (discussed limits of attacking an indictment not underlying the conviction)
- State v. Absher, 329 N.C. 264, 404 S.E.2d 848 (jurisdictional challenges are reviewable on appeal only when the case is properly before appellate courts)
- State v. Holmes, 361 N.C. 410, 646 S.E.2d 353 (holding that defects in original sentence generally must be appealed when originally entered; cannot be raised first on revocation)
- State v. Noles, 12 N.C. App. 676, 184 S.E.2d 409 (appeal from revocation cannot collaterally attack validity of original judgment)
- State v. Rush, 158 N.C. App. 738, 582 S.E.2d 37 (failure to appeal original judgment waives challenges; collateral attack via revocation appeal is improper)
- State v. Neeley, 307 N.C. 247, 297 S.E.2d 389 (limited exception allowing post-activation challenge to an original uncounseled conviction for right-to-counsel claims)
