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State v. Pennell
367 N.C. 466
| N.C. | 2014
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Background

  • William Pennell pleaded guilty (Dec. 2, 2010) to multiple felonies; sentences were suspended and he was placed on 36 months supervised probation.
  • Multiple probation violation reports led the trial court to modify, then later revoke and activate some sentences (Oct. 13, 2011; June 5, 2012).
  • On appeal from the June 5, 2012 revocation, Court of Appeals (1) corrected a clerical error as to which count was activated and (2) held that a challenge to the underlying indictment’s facial validity could be raised in the revocation appeal and arrested revocation as to one larceny count.
  • The State petitioned for discretionary review to the North Carolina Supreme Court, which granted review on the jurisdictional question.
  • The Supreme Court held that a collateral attack on the original conviction’s validity via an appeal from probation revocation is impermissible; defendant must use Rule 15A-1415(b) or habeas corpus instead.

Issues

Issue State's Argument Pennell's Argument Held
Whether a defendant may challenge the facial validity of the underlying indictment (jurisdiction of original conviction) in an appeal from revocation of probation Such a challenge is an impermissible collateral attack on the original judgment; appeal from revocation is not a proper vehicle The indictment was facially defective so original judgment was void; jurisdictional defects may be raised at any time, including in a revocation appeal No. A jurisdictional attack on the original conviction cannot be raised for the first time in an appeal from revocation; appeal was improper on that ground
Proper procedure to challenge an allegedly defective original indictment after sentence activation Defendant should pursue post-conviction remedies rather than revocation appeal Revocation appeal is a timely forum because sentence activation enforces the original judgment Defendant must use N.C.G.S. § 15A-1415(b) motion for appropriate relief or a habeas corpus petition; revocation appeal is not the correct procedure

Key Cases Cited

  • State v. Ray, 212 N.C. 748, 194 S.E. 472 (discussed limits of attacking an indictment not underlying the conviction)
  • State v. Absher, 329 N.C. 264, 404 S.E.2d 848 (jurisdictional challenges are reviewable on appeal only when the case is properly before appellate courts)
  • State v. Holmes, 361 N.C. 410, 646 S.E.2d 353 (holding that defects in original sentence generally must be appealed when originally entered; cannot be raised first on revocation)
  • State v. Noles, 12 N.C. App. 676, 184 S.E.2d 409 (appeal from revocation cannot collaterally attack validity of original judgment)
  • State v. Rush, 158 N.C. App. 738, 582 S.E.2d 37 (failure to appeal original judgment waives challenges; collateral attack via revocation appeal is improper)
  • State v. Neeley, 307 N.C. 247, 297 S.E.2d 389 (limited exception allowing post-activation challenge to an original uncounseled conviction for right-to-counsel claims)
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Case Details

Case Name: State v. Pennell
Court Name: Supreme Court of North Carolina
Date Published: Jun 12, 2014
Citation: 367 N.C. 466
Docket Number: 371PA13
Court Abbreviation: N.C.