State v. Pena
22 A.3d 611
Conn.2011Background
- Defendant Pena convicted of carrying a pistol without a permit (29-35) and criminal possession of a firearm (53a-217)(a)(1); found not guilty of murder and lesser-included manslaughter with a firearm; sentence 10 years (5 with 1 mandatory, plus 5 with 2 mandatory)
- Incident at Main & Tower Cafe in Hartford in early hours of April 10, 2005; dispute with victim escalated from verbal to physical with both displaying firearms; victim fatally shot
- Prosecution introduced testimony that Pena possessed a similar black pistol prior to the shooting to show means/opportunity; relationship between prior possession and charged offenses contested
- At sentencing, trial court considered, among other things, Pena’s criminal history, probation status, presentence report, and flight from arrest; court discussed murder/manslaughter charges Pena was acquitted of
- Jury found Pena not guilty of the murder/manslaughter charges; Pena appeals claiming improper admission of prior-possession testimony and improper use of acquitted-charge evidence in sentencing
- Court affirms trial court’s rulings on both issues, upholding admissibility of prior-possession evidence and the Huey framework allowing consideration of acquitted-charge evidence in sentencing
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of prior possession evidence | State: evidence relevant to means/opportunity; probative value outweighs prejudice | Pena: evidence not relevant; prejudicial | Admissible; trial court did not abuse discretion |
| Consideration of acquitted-charge evidence in sentencing | State: Huey allows sentencing consideration of such evidence | Pena: violates due process/jury rights | Huey controls; court may rely on acquitted-charge evidence in sentencing; no due process violation |
Key Cases Cited
- State v. Huey, 199 Conn. 121 (1986) (trial court may consider evidence bearing on acquitted charges; minimal reliability needed)
- State v. Cutler, 293 Conn. 303 (2009) (uncharged misconduct admissible if relevant and probative with proper balancing)
- United States v. Sweig, 454 F.2d 181 (2d Cir. 1972) (sentencing may consider wide range of information, including inadmissible at trial)
- United States v. Baylin, 696 F.2d 1030 (3d Cir. 1982) (due process requires information have reliability before sentence)
- United States v. Doyle, 348 F.2d 715 (2d Cir.) (pre-sentence information may include information beyond guilt evidence)
- United States v. Robelo, 596 F.2d 868 (9th Cir. 1979) (due process scope of information in sentencing)
- United States v. Tucker, 404 U.S. 443 (1972) (sentencing may consider broad information from diverse sources)
- Williams v. Oklahoma, 358 U.S. 576 (1959) (due process in considering information for sentencing)
