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State v. Pena
22 A.3d 611
Conn.
2011
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Background

  • Defendant Pena convicted of carrying a pistol without a permit (29-35) and criminal possession of a firearm (53a-217)(a)(1); found not guilty of murder and lesser-included manslaughter with a firearm; sentence 10 years (5 with 1 mandatory, plus 5 with 2 mandatory)
  • Incident at Main & Tower Cafe in Hartford in early hours of April 10, 2005; dispute with victim escalated from verbal to physical with both displaying firearms; victim fatally shot
  • Prosecution introduced testimony that Pena possessed a similar black pistol prior to the shooting to show means/opportunity; relationship between prior possession and charged offenses contested
  • At sentencing, trial court considered, among other things, Pena’s criminal history, probation status, presentence report, and flight from arrest; court discussed murder/manslaughter charges Pena was acquitted of
  • Jury found Pena not guilty of the murder/manslaughter charges; Pena appeals claiming improper admission of prior-possession testimony and improper use of acquitted-charge evidence in sentencing
  • Court affirms trial court’s rulings on both issues, upholding admissibility of prior-possession evidence and the Huey framework allowing consideration of acquitted-charge evidence in sentencing

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Admissibility of prior possession evidence State: evidence relevant to means/opportunity; probative value outweighs prejudice Pena: evidence not relevant; prejudicial Admissible; trial court did not abuse discretion
Consideration of acquitted-charge evidence in sentencing State: Huey allows sentencing consideration of such evidence Pena: violates due process/jury rights Huey controls; court may rely on acquitted-charge evidence in sentencing; no due process violation

Key Cases Cited

  • State v. Huey, 199 Conn. 121 (1986) (trial court may consider evidence bearing on acquitted charges; minimal reliability needed)
  • State v. Cutler, 293 Conn. 303 (2009) (unchar­ged misconduct admissible if relevant and probative with proper balancing)
  • United States v. Sweig, 454 F.2d 181 (2d Cir. 1972) (sentencing may consider wide range of information, including inadmissible at trial)
  • United States v. Baylin, 696 F.2d 1030 (3d Cir. 1982) (due process requires information have reliability before sentence)
  • United States v. Doyle, 348 F.2d 715 (2d Cir.) (pre-sentence information may include information beyond guilt evidence)
  • United States v. Robelo, 596 F.2d 868 (9th Cir. 1979) (due process scope of information in sentencing)
  • United States v. Tucker, 404 U.S. 443 (1972) (sentencing may consider broad information from diverse sources)
  • Williams v. Oklahoma, 358 U.S. 576 (1959) (due process in considering information for sentencing)
Read the full case

Case Details

Case Name: State v. Pena
Court Name: Supreme Court of Connecticut
Date Published: Jul 19, 2011
Citation: 22 A.3d 611
Docket Number: SC 18717
Court Abbreviation: Conn.