500 P.3d 61
Or. Ct. App.2021Background
- Defendant Roxanne Osborn was tried for first-degree forgery and first-degree criminal possession of a forged instrument; jury returned a nonunanimous verdict on Count 1 and unanimous verdict on Count 2.
- Pretrial, Osborn moved in limine objecting to any shackling/restraints at trial as unconstitutional; the court initially stated she would not be restrained and that the jury would not see restraints.
- On the day of trial, Osborn was brought into court wearing a concealed leg restraint that limited knee bending; she objected after voir dire and moved for a mistrial and removal of the restraint.
- The trial court denied the motion after a deputy explained a blanket jail policy of using restraints for incarcerated defendants; the court made no particularized findings about Osborn’s dangerousness or need for the restraint.
- Osborn later decided not to testify; the record shows she could not wear the clothes she had brought because they would have revealed the restraint.
- On appeal the court held Osborn preserved her objection, the trial court abused its discretion by authorizing restraints without the required particularized findings, and the error was not harmless beyond a reasonable doubt — reversing and remanding for a new trial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Preservation of objection to courtroom restraints | Objection was general and did not request factual findings or record development, so not preserved | Raised motion in limine and repeated objection after voir dire citing federal due process cases; that was sufficient to present the issue | Preserved: defendant’s filings and oral objections sufficiently presented the due-process restraint claim |
| Standard for ordering restraints in court | Court may rely on jail/security practices and deputy explanation; restraint was concealed and not prejudicial | Restraints require particularized findings showing immediate and serious risk and that restraint is least restrictive means; court made no independent findings | Trial court abused discretion by authorizing leg restraint without an independent, particularized record-based determination |
| Harmlessness of the shackling error | Restraint was not visible to jury; record lacks proof restraint affected testimony choice or counsel consultation; any error was harmless | Restraint impeded knee movement, prevented wearing chosen clothes, and may have influenced decision not to testify or participation; state must prove harmless beyond a reasonable doubt | Not harmless beyond a reasonable doubt under federal standard; under Oregon standard there was a likelihood the error affected the verdict — reversal required |
| Effect on convictions and remedy | State argued some convictions could stand (Count 2 unanimous) despite errors | Defendant sought reversal and new trial due to shackling error | Court reversed and remanded for new trial on grounds of unlawful restraint; did not resolve other assigned errors on the merits |
Key Cases Cited
- Deck v. Missouri, 544 U.S. 622 (2005) (shackling can violate due process; harmless-error standard under federal constitution)
- Sanchez-Gomez v. Cty. of San Diego, 859 F.3d 649 (9th Cir. 2017) (districtwide routine shackling policy violated due process)
- State v. Wall, 252 Or. App. 435 (2012) (Oregon recognizes right to be free from physical restraint at trial; need for particularized basis)
- State v. Kessler, 57 Or. App. 469 (1982) (trial court must make independent determination and record when ordering restraints)
- State v. Davis, 336 Or. 19 (2003) (harmless-error test under Oregon Constitution — little likelihood it affected verdict)
- State v. Walton, 311 Or. 223 (1991) (state bears burden under federal standard to prove harmless beyond a reasonable doubt)
- State v. Glick, 73 Or. App. 79 (1985) (restraint without substantial justification results in manifest prejudice)
