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238 A.3d 594
Vt.
2019
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Background

  • Defendant and complainant had a prior sexual relationship; after it ended complainant visited defendant’s home, and a series of disagreements/physical altercations followed.
  • Complainant testified defendant grabbed her by the hair, choked/strangled her, punched her, and hit/threatened her with a sheathed machete; defendant testified she attacked him (including hitting him with a broom) and he only pushed her away, denying choking, hair-pulling, or machete strikes.
  • Photographs and officer testimony corroborated complainant’s injuries; photographs also showed injuries to defendant; a 911 call recording was admitted.
  • Defendant was charged with three counts: (1) first-degree aggravated domestic assault (attempt to cause serious bodily injury by strangulation), (2) first-degree aggravated domestic assault with a deadly weapon (machete/threat), and (3) domestic assault (dragging by the hair). Jury convicted on all counts; defendant appealed.
  • On appeal defendant argued (A) trial court erred by refusing a self-defense instruction, and (B) the three convictions violate the Double Jeopardy Clause because the conduct constituted a single offense.

Issues

Issue Plaintiff's Argument (State) Defendant's Argument Held
Whether the trial court erred by refusing a self-defense instruction Defendant failed to make a prima facie showing of self-defense (no evidence he subjectively believed he faced imminent harm or that he used reasonable force). Evidence showed he acted in defense of self (testimony he was attacked); therefore jury should have been instructed on self-defense. No error. Defendant did not present sufficient evidence of the subjective honest belief of imminent harm or that he used reasonable force; trial court properly declined the instruction.
Whether multiple convictions violate Double Jeopardy The charged offenses are distinct as charged; Blockburger analysis shows each count requires proof of an element the others do not (intent to cause serious injury; use of deadly weapon; bodily injury). The assaults were one continuous act and some charges are lesser-included or duplicative, so multiple convictions for the same conduct violate double jeopardy. No double jeopardy violation. Under Blockburger (and absent a clear legislative indication to the contrary), each charged offense required proof of different elements, so cumulative convictions were permissible.

Key Cases Cited

  • State v. Nunez, 162 Vt. 615, 647 A.2d 1007 (Vt. 1994) (trial court must instruct on a defense only when evidence supports it)
  • State v. Drown, 148 Vt. 311, 532 A.2d 575 (Vt. 1987) (court may consider all evidence, including State’s, in assessing whether defense instruction is warranted)
  • State v. Albarelli, 203 Vt. 551, 159 A.3d 627 (Vt. 2016) (defendant must produce prima facie evidence of each element of an affirmative defense)
  • State v. Buckley, 202 Vt. 371, 149 A.3d 928 (Vt. 2016) (self-defense requires honest belief of imminent harm grounded in reason and that defendant was not the aggressor)
  • State v. Baker, 154 Vt. 411, 579 A.2d 479 (Vt. 1990) (defendant bears burden of production for affirmative defenses)
  • State v. Shaw, 168 Vt. 412, 721 A.2d 486 (Vt. 1998) (subjective belief alone is insufficient; must also be objectively reasonable)
  • Blockburger v. United States, 284 U.S. 299 (U.S. 1932) (when legislative intent unclear, two offenses are the same for double jeopardy unless each requires proof of a fact the other does not)
  • Brown v. Ohio, 432 U.S. 161 (U.S. 1977) (double jeopardy inquiry focuses on legislative intent to permit multiple punishments)
  • State v. Neisner, 189 Vt. 160, 16 A.3d 597 (Vt. 2010) (central double jeopardy inquiry is legislative intent; apply Blockburger if intent is unclear)
  • State v. Grega, 168 Vt. 363, 721 A.2d 445 (Vt. 1998) (Blockburger is a tool for discerning legislative intent; a clear contrary intent may rebut it)
  • State v. Fuller, 168 Vt. 396, 721 A.2d 475 (Vt. 1998) (factors for determining whether successive acts form one continuous act)
  • State v. Perrillo, 162 Vt. 566, 649 A.2d 1031 (Vt. 1994) (multiple blows during one fight generally constitute a single offense)
  • State v. Ritter, 167 Vt. 632, 714 A.2d 624 (Vt. 1998) (Blockburger presumption can be overcome where separate punishments would be absurd or contrary to legislative intent)
  • Mathews v. United States, 485 U.S. 58 (U.S. 1988) (defendant may assert inconsistent defenses; whether evidence warrants an affirmative-defense instruction is a separate inquiry)
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Case Details

Case Name: State v. Onix Fonseca-Cintron
Court Name: Supreme Court of Vermont
Date Published: Nov 8, 2019
Citations: 238 A.3d 594; 2019 VT 80; 2018-197
Docket Number: 2018-197
Court Abbreviation: Vt.
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    State v. Onix Fonseca-Cintron, 238 A.3d 594