202 A.3d 989
Vt.2018Background
- Norman McAllister was tried for sexual assault and two counts of procuring prostitution based on alleged sex-for-rent and sex-for-electric-bill arrangements with the complaining witness, S.L.; jury convicted him of one count (sex-for-electric-bill) and acquitted on the others.
- Parties presented competing he-said–she-said accounts about consent, scope of sexual activity, and whether sexual acts were transactional to secure housing or bills.
- Pretrial, McAllister moved to exclude evidence of other bad acts; the court granted the motion in part and denied it in part, reserving right to revisit rulings at trial.
- At trial the State was allowed on cross-examination to elicit testimony that McAllister had allegedly propositioned a third party, D.L., for a sex-for-rent scheme—despite earlier pretrial limits on that evidence.
- During direct examination defendant made a statement that S.L. "did it with a guy before for money," the State objected, then declined to press for a ruling; later, while deliberating, the jury asked whether the statement had been excluded and the court instructed the jury to disregard the testimony.
- The Supreme Court reversed and remanded for a new trial, holding (1) admission of the D.L. evidence was an abuse of discretion and prejudicial, and (2) the court erred by retroactively striking/advising the jury to ignore testimony after the jury began deliberating and after the State effectively withdrew its objection.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of prior bad-acts evidence concerning D.L. | Evidence shows a common plan/modus operandi and provides context for S.L.’s allegations. | Evidence was propensity evidence, not tied to any disputed element; highly prejudicial and previously limited by the court. | Court abused discretion admitting the D.L. proposition testimony; it lacked non-propensity relevance and was substantially more prejudicial than probative. |
| Retroactive instruction to jury to disregard admitted testimony (mid-deliberation) | The court could cure confusion by instructing jury to disregard misleading testimony. | The State withdrew objection at trial; once evidence was admitted it could not be struck after deliberations began—retroactive exclusion is improper and prejudicial. | Court erred in instructing jury to ignore testimony after deliberations began; the State effectively withdrew its objection and judge lacked authority to retroactively exclude. |
| Whether the State’s conduct waived future exclusion by declining to press its objection | State: it objected and reserved rights; clarification/striking was still available later. | State effectively withdrew objection by telling defense to “move on,” precluding later exclusion. | Court concluded the State effectively withdrew the objection and thus could not seek to exclude the testimony later. |
| Other trial errors (invocation, Brady/Giglio disclosure, sentencing condition) | State defended against preservation and harmlessness; some issues unlikely to recur on remand. | Defendant claimed Miranda/invocation violation, Brady/Giglio material nondisclosure warranting continuance/dismissal, and improper sex-offender counseling condition. | Court did not reach merits of these claims because reversal on the first two errors required a new trial. |
Key Cases Cited
- State v. Winter, 162 Vt. 388 (discusses admissibility of uncharged-misconduct evidence and need to show non-propensity relevance)
- State v. Lumumba, 197 Vt. 315 (trial court decides admissibility; Rule 104(a) practice)
- State v. Williams, 188 Vt. 405 (standard for reversal for abuse of discretion in evidentiary rulings)
- State v. Lawrence, 194 Vt. 315 (vigilance required when admitting uncharged-misconduct evidence)
- State v. Forbes, 161 Vt. 327 (warning about jurors using uncharged misconduct to assess guilt)
- State v. Bruyette, 158 Vt. 21 (modus operandi evidence admissible to prove identity when distinctive signature exists)
- State v. Keiser, 174 Vt. 87 (procedure when jury sends a question during deliberations)
- State v. West, 151 Vt. 140 (trial court discretion on supplementary jury instructions)
- State v. Boglioli, 190 Vt. 542 (discretion to offer supplemental instructions in response to jury question)
- State v. Bolaski, 196 Vt. 277 (later clarification of law regarding jury instructions)
- State v. Rooney, 189 Vt. 306 (discussing Brady/Giglio disclosure obligations)
- Brady v. Maryland, 373 U.S. 83 (suppression of favorable evidence violates due process)
- Giglio v. United States, 405 U.S. 150 (impeachment evidence by promise or reward must be disclosed)
