490 P.3d 172
Or. Ct. App.2021Background
- Consolidated appeal: Case No. 18CR09518 (multiple assault/weapon/coercion/menacing/mischief counts) and Case No. 18CR37061 (tampering with a witness).
- Charged conduct relevant here: defendant, intoxicated, pushed a seven‑year‑old (G) into a wall; G said “ow,” rubbed his head, and otherwise appeared fine.
- Count 7: third‑degree assault of a child (knowingly causing "physical injury" construed as "substantial pain"). Trial court denied defendant’s motion for judgment of acquittal (MJOA) on Count 7.
- Jury received a nonunanimous‑verdict instruction; one conviction (Count 1, second‑degree assault) was entered on a nonunanimous verdict.
- The state conceded insufficiency of evidence for third‑degree assault and conceded error as to the nonunanimous verdict; the Court of Appeals reversed Count 7 and reversed/remanded Count 1 for the nonunanimous verdict, remanded for resentencing, and otherwise affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Sufficiency of evidence for third‑degree assault (Count 7): whether pain was "substantial" | State concedes evidence was insufficient for third‑degree assault but asks remand to enter attempted third‑degree assault. | Evidence shows only fleeting/inconsequential pain; conviction must be reversed. | Reversed for insufficiency. Court accepts concession; cannot substitute an attempted conviction because jury was not instructed on attempt. |
| Nonunanimous jury instruction and verdicts (Ramos issue) | State acknowledges error on Count 1 nonunanimous verdict; argues harmlessness where verdicts are mixed. | Instruction/entry of conviction on nonunanimous verdict violates Sixth Amendment per Ramos. | Following State v. Flores Ramos, mixed verdicts’ nonunanimous instruction is harmless for unanimous verdicts; but entering conviction on a nonunanimous verdict (Count 1) was erroneous — conviction reversed and remanded. |
| Authority to direct entry of attempted conviction on appeal | State asks appellate court, under Art. VII, § 3, to direct entry of attempted third‑degree assault. | Opposes because jury received no attempt/lesser‑included instruction; precedent forbids entering an untried inchoate conviction. | Court declines to direct entry of attempted assault; Morales controls — cannot infer an attempted conviction where jury wasn’t instructed on attempt or lesser‑included offense. |
Key Cases Cited
- State v. Connelly, 298 Or App 217, 445 P3d 940 (motion for judgment of acquittal standard)
- State v. Long, 286 Or App 334, 399 P3d 1063 (defining "substantial pain" for assault)
- State v. Colpo, 305 Or App 690, 472 P3d 277 (substantial pain must be ample/considerable and durational)
- State v. Morales, 137 Or App 616, 905 P2d 256 (cannot direct entry of lesser/inchoate conviction when jury was not instructed on it)
- State v. Slater, 310 Or App 746, 487 P3d 59 (contrast where elements aligned and substitution was permissible)
- State v. Flores Ramos, 367 Or 292, 478 P3d 515 (treatment of nonunanimous jury instruction error; harmlessness analysis)
- Ramos v. Louisiana, 140 S. Ct. 1390 (U.S. 2020) (nonunanimous jury verdicts for nonpetty offenses violate the Sixth Amendment)
