884 S.E.2d 175
N.C. Ct. App.2023Background:
- On Aug. 19, 2018, Miller, seated front passenger in a car with four armed occupants, fired a handgun as three men walked away; one (McLendon) was seriously wounded.
- Miller was indicted for attempted first-degree murder, going armed to the terror of the people, attempted robbery with a dangerous weapon (later dismissed), possession of a handgun by a minor, and discharge of a firearm within Monroe city limits (ordinance violation).
- During trial the State moved to close the courtroom during testimony of two witnesses, citing witness safety and intimidation; the court limited attendance to Miller’s direct relatives and an investigator and ordered no cell phones.
- The trial court’s written order contained no factual findings and the court did not expressly apply the Waller four-part test on the record.
- The arrest warrant and indictment cited Monroe Ordinance 130.02 but omitted the ordinance caption required by N.C. Gen. Stat. § 160A-79(a), and the State did not introduce or prove the ordinance at trial.
- Jury convicted Miller on the remaining counts; court sentenced him within the presumptive range. On appeal the Court of Appeals: (1) remanded for a Waller-findings hearing on the courtroom closure; and (2) vacated the conviction for the municipal firearm-discharge ordinance and remanded for resentencing.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether closing the courtroom for two witnesses without Waller findings violated the public-trial right | Closure was necessary to protect witnesses from intimidation and was limited in scope (relatives only; no phones) | Closing violated the Sixth Amendment public-trial guarantee because the court did not apply Waller and make adequate findings | Court held closure was improper without Waller four-part test and adequate findings; remanded for a hearing; new trial required if closure unjustified |
| Whether the municipal ordinance discharge charge should have been dismissed for defective charging and lack of proof | Charging documents referenced Monroe Ordinance 130.02 and alleged the act; thus charge is proper | Indictment/warrant omitted the ordinance caption required by statute and the State failed to prove the ordinance at trial | Court held trial court erred in denying dismissal; vacated the ordinance conviction and remanded for resentencing |
Key Cases Cited
- Waller v. Georgia, 467 U.S. 39 (1984) (establishes four-part test for courtroom closure)
- State v. Rollins, 221 N.C. App. 572 (2012) (public-trial violation is structural error; remand for findings/remedy)
- State v. Jenkins, 115 N.C. App. 520 (1994) (describes Waller-derived requirement to make findings adequate for appellate review)
- State v. Comeaux, 224 N.C. App. 595 (2012) (example of adequate findings supporting limited closure)
- Jackson/Hill Aviation, Inc. v. Town of Ocean Isle Beach, 251 N.C. App. 771 (2017) (municipal ordinances cannot be judicially noticed)
- State v. Fritsch, 351 N.C. 373 (2000) (standard for motion to dismiss: substantial evidence of each element and defendant as perpetrator)
- In re Jacobs, 33 N.C. App. 195 (1977) (ordinance must be proven and caption shown; failure requires quash/vacatur)
