373 N.C. 459
N.C.2020Background
- On March 30, 2016, a large group (the “Mingo group”) confronted Sydney Mercer and friends outside Mercer’s home; shots were fired during the altercation. Mercer, a convicted felon, took a gun from his cousin, pointed and fired once while under threat, returned the gun when it jammed, and later surrendered to police.
- Mercer was indicted for possession of a firearm by a felon under N.C.G.S. § 14-415.1 and tried in March 2017.
- At trial Mercer requested a jury instruction that justification (self-defense) could excuse possession; the trial court denied the request and Mercer objected.
- During deliberations the jury asked whether justification could apply despite Mercer’s felon status; the court re-read the possession instruction only. The jury convicted Mercer of felon-in-possession.
- The Court of Appeals vacated and remanded for a new trial. The North Carolina Supreme Court granted review, held that a justification defense may exist under § 14-415.1 in narrow, extraordinary circumstances, adopted the Deleveaux four-factor test, found Mercer presented sufficient evidence to warrant a justification instruction, and concluded the trial court’s failure to instruct was prejudicial — ordering a new trial.
Issues
| Issue | State's Argument | Mercer’s Argument | Held |
|---|---|---|---|
| Whether justification is a common-law defense to a charge under N.C.G.S. § 14-415.1 (felon-in-possession). | The statute broadly prohibits any felon from possessing any firearm; no exception should apply (trial court denied instruction). | Justification (self-defense) can excuse possession in appropriate circumstances. | The Court recognized justification may be available in narrow, extraordinary circumstances and adopted the Deleveaux four-factor test. |
| Whether Mercer was entitled to a jury instruction on justification and whether the denial was prejudicial. | Evidence was insufficient; instruction not required and any error harmless. | Evidence (viewed in Mercer’s favor) met each Deleveaux factor; jury’s question shows the issue was material. | Viewed in the light most favorable to Mercer, the evidence satisfied the Deleveaux factors; failure to instruct created a reasonable possibility of a different result → new trial. |
Key Cases Cited
- United States v. Deleveaux, 205 F.3d 1292 (11th Cir. 2000) (articulated four-factor test used to assess justification in felon‑in‑possession cases)
- State v. Floyd, 369 N.C. 329, 794 S.E.2d 460 (N.C. 2016) (elements of felon‑in‑possession offense)
- State v. Mash, 323 N.C. 339, 372 S.E.2d 532 (N.C. 1988) (review standard for whether evidence supports jury instruction on a defense)
- State v. Locklear, 363 N.C. 438, 681 S.E.2d 293 (N.C. 2009) (trial court must give a requested instruction if it is correct and supported by the evidence)
- United States v. Paolello, 951 F.2d 537 (3d Cir. 1991) (federal authority emphasizing a high evidentiary threshold for justification in felon‑in‑possession cases)
