496 P.3d 275
Utah Ct. App.2021Background:
- Police responded to 911 reports of a violent assault; they found a young woman and a young man at Mendoza’s residence; the woman ran into the house.
- Mendoza and his son yelled and used profanity at officers from the porch; the son was arrested and Mendoza repeatedly told officers to get off his property and slammed the door when an officer approached.
- For about ten minutes officers were unable to obtain information about the alleged victim’s condition; the woman ultimately exited the house after Mendoza’s wife called Mendoza by phone.
- Mendoza was arrested and charged with obstruction of justice under Utah Code § 76-8-306, which lists alternative prohibited acts (a)–(j) as the statute’s second element.
- At trial the parties submitted and the court gave a jury instruction that listed some statutory alternatives but did not require juror unanimity as to which specific alternative Mendoza committed; the jury returned a general verdict of guilty.
- On appeal Mendoza argued counsel rendered ineffective assistance by failing to request a unanimity instruction or a special verdict form; the Court of Appeals reversed and remanded for a new trial.
Issues:
| Issue | Mendoza's Argument | State's Argument | Held |
|---|---|---|---|
| Whether counsel’s failure to request a unanimity instruction or a special verdict form constituted ineffective assistance of counsel | Counsel was deficient for not requesting an instruction or special verdict to require jurors to unanimously identify which statutory alternative Mendoza committed; absence of such unanimity instruction prejudiced the verdict | Trial strategy and the given instruction were adequate; no reasonable probability of a different outcome or counsel’s performance was not objectively unreasonable | Court held counsel’s omission was objectively unreasonable and prejudicial; reversed and remanded for new trial with direction to give a unanimity instruction or special verdict form |
Key Cases Cited
- Ramos v. Louisiana, 140 S. Ct. 1390 (U.S. 2020) (Sixth Amendment jury-unanimity requirement applies to state criminal trials)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (standard for ineffective assistance of counsel)
- State v. Alires, 455 P.3d 636 (Utah Ct. App. 2019) (distinguishes alternative actus reus elements from alternative factual theories; jury must unanimously agree on which alternative element was committed)
- State v. Hummel, 393 P.3d 314 (Utah 2017) (statutory examples of means to commit a single crime are alternative factual theories, not separate elements)
- State v. Saunders, 992 P.2d 951 (Utah 1999) (jury unanimity requires agreement on each count of each distinct crime)
- State v. Rasabout, 356 P.3d 1258 (Utah 2015) (unit of prosecution can be discrete acts; guides analysis of statutory units of prosecution)
- State v. Scott, 462 P.3d 350 (Utah 2020) (applies ineffective-assistance legal standards in Utah)
