State v. Mendez-Osorio
297 Neb. 520
| Neb. | 2017Background
- Defendant Abel Mendez-Osorio was tried by jury and convicted of terroristic threats (Count I), use of a weapon to commit a felony (Count II), and misdemeanor negligent child abuse (Count III) arising from a domestic incident in which he threatened the mother with a machete while three young children were in the home.
- Victim Katia Santos-Velasquez testified that Mendez-Osorio threatened to kill her with a machete; she fled barefoot with two younger children, leaving the oldest asleep in the home; witnesses and an officer observed the victim and children upset and frightened.
- Trial counsel called a defense witness about the machete; defense counsel did not object to certain testimony about the victim’s out-of-court statements and was alleged to have failed to interview potential witnesses.
- On appeal to the Nebraska Court of Appeals, Mendez-Osorio argued ineffective assistance of trial counsel and insufficiency of the evidence as to negligent child abuse; the Court of Appeals affirmed convictions and sentences and declined to resolve some ineffective-assistance claims on the incomplete record.
- The Nebraska Supreme Court granted further review, affirmed the convictions (including that sufficient evidence supported negligent child abuse under § 28-707(1)(a)), but found plain sentencing errors and vacated all sentences for resentencing.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Mendez-Osorio) | Held |
|---|---|---|---|
| 1. Whether appellate court can decide ineffective-assistance claims on direct appeal | Court can decide only those claims conclusively determinable from the record; many claims are unresolvable on direct review | Counsel was ineffective for inadequate trial preparation (failing to interview witnesses) and failing to object to hearsay/leading questions | Affirmed Court of Appeals: some discrete claims rejected; remaining claims were not resolvable on the record and thus preserved for postconviction review |
| 2. Whether counsel’s failure to object to testimony about victim’s out-of-court statements was ineffective | Statements were admissible as excited utterances; witnesses testified live so cross-examination possible | Failure to object prejudiced defendant | Held that counsel was not ineffective on this point; statements fell within the excited-utterance exception and cross-examination mitigated prejudice |
| 3. Sufficiency of evidence for negligent child abuse under § 28-707(1)(a) (endangerment) | Evidence (victim’s fear, children’s distress, oldest left alone) shows children were placed in a situation endangering physical or mental health | Defendant argued children were not directly threatened or witnesses of terrorization, so no endangerment | Held evidence sufficient: indirect exposure to domestic violence and aftermath can support endangerment conviction; affirmed conviction under § 28-707(1)(a) |
| 4. Sentencing errors (postrelease supervision and concurrent sentences) | Sentencing court misclassified the weapon-use felony and ordered unauthorized postrelease supervision; statute mandates weapon-use sentence be consecutive to other sentences | Defendant did not raise these errors on appeal | Held plain error: imposition of postrelease supervision and concurrent sentencing for weapon-use contravened statutes; all sentences vacated and remanded for resentencing |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (establishes two-prong ineffective-assistance standard)
- State v. Loding, 296 Neb. 670 (2017) (direct-appeal review of ineffective-assistance claims limited to record-conclusive issues)
- State v. Filholm, 287 Neb. 763 (2014) (requirement that appellate counsel plead particularity to preserve claims for postconviction review)
- State v. McCurry, 296 Neb. 40 (2017) (discusses proper sentencing and limits on postrelease supervision)
- State v. Ramirez, 287 Neb. 356 (2014) (plain error where court ordered concurrent sentence contrary to statutory mandate for weapon-use)
- State v. Crowdell, 234 Neb. 469 (1990) (defines "endangers" and supports application of child-endangerment statute to indirect exposure)
- People v. Burton, 143 Cal. App. 4th 447 (2006) (uses child-endangerment statute to address children exposed to domestic violence)
- People v. Johnson, 95 N.Y.2d 368 (2000) (child endangerment covers conduct likely to injure child’s mental health even if not directed at child)
- State v. Britt, 293 Neb. 381 (2016) (discussion of excited-utterance hearsay exception)
