478 P.3d 37
Utah2020Background
- Raymond Marquina shot the victim five times during an attempted robbery; he was tried and convicted of aggravated robbery with a group enhancement.
- During the three-day trial the prosecutor reported a juror nodding off on day two and again dozing on day three; counsel requested a sidebar and the court took a recess but ultimately declined to substitute the alternate juror or to identify/question the allegedly sleepy juror on the record.
- The jury convicted Marquina; he did not object at trial to the court’s handling of the reported sleeping juror.
- On appeal Marquina argued his Sixth Amendment jury-trial right was violated; because the claim was unpreserved the court of appeals reviewed it for plain error and alternatively as ineffective assistance of counsel and affirmed.
- The Utah Supreme Court granted certiorari, affirmed the court of appeals (no plain error; counsel not ineffective), but clarified that trial courts should respond proportionally to reliable reports of inattentive jurors and make sufficient record of their reasoning.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the trial court plainly erred by not identifying/voir dire/replacing a juror reported to be sleeping | Marquina: trial court plainly erred by not identifying the sleepy juror or questioning them to determine what evidence was missed | State/Court: trial court has discretion; no settled mandatory protocol; record did not show obvious error | No plain error; error not "obvious" under Utah precedent, but trial courts must respond proportionally and make a record |
| Whether defense counsel was ineffective for failing to press for identification/questioning/replacement of the sleepy juror | Marquina: counsel performed deficiently by not asking court to identify and replace juror | State/Court: counsel likely made strategic judgment; presumption of reasonable professional conduct applies | Counsel not ineffective; presumption of strategic choice not rebutted |
Key Cases Cited
- State v. McNeil, 365 P.3d 699 (Utah 2016) (invited-error doctrine)
- State v. Dunn, 850 P.2d 1201 (Utah 1993) (plain-error standard elements)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two-prong ineffective-assistance standard)
- State v. Mellor, 272 P. 635 (Utah 1928) (trial-court discretion re: dozing jurors)
- State v. Lesley, 672 P.2d 79 (Utah 1983) (deference to trial court's ability to gauge juror incapacity)
- State v. Anderson, 251 P. 362 (Utah 1926) (use of affidavits and deference to trial court findings on juror sleep)
- State v. Pace, 527 P.2d 658 (Utah 1974) (affirming denial of mistrial based on court observations of jurors)
