348 P.3d 231
Or.2015Background
- Defendant Michael Lykins was convicted of tampering with a witness (ORS 162.285) after calling his girlfriend (O’Connor) from jail and urging her to give false testimony about his presence in her apartment.
- At sentencing the state sought an upward durational departure under OAR 213-008-0002(1)(b)(B), arguing O’Connor was a “vulnerable victim” whose frailty increased the harm or threat of harm.
- Defendant objected, arguing a witness in a tampering prosecution is not a "victim" for purposes of that departure factor because the substantive offense protects the state/public justice system, not an individual witness.
- The trial court found both the state and O’Connor were victims for the rule and imposed a 48-month durational departure; the Court of Appeals affirmed by adopting a broader definition of “victim.”
- The Oregon Supreme Court granted review, concluded the witness was not a “victim” of the tampering offense for purposes of OAR 213-008-0002(1)(b)(B), reversed the Court of Appeals, vacated the sentence, and remanded for resentencing.
Issues
| Issue | State's Argument | Lykins' Argument | Held |
|---|---|---|---|
| 1) What does “victim” mean in OAR 213-008-0002(1)(b)(B)? | "Victim" should be read broadly (ordinary dictionary sense) to include anyone directly harmed by the defendant’s criminal conduct, including a tampered witness. | "Victim" should be read with reference to the substantive offense being sentenced; for tampering the victim is the state/public justice system, not the witness. | The rule’s "victim" means the person/entity the substantive statute protects; here the witness is not a victim of ORS 162.285. |
| 2) Could the court use OAR 213-008-0002(1)(b)(B) to justify an upward departure here? | The court may apply the vulnerable-victim factor because O’Connor suffered psychological harm and defendant knew of her vulnerability. | The factor is inapplicable because it refers to the victim of the offense of conviction, and tampering’s victim is the state. | No: because the witness is not a victim of tampering, the vulnerability factor could not support departure on this conviction. |
Key Cases Cited
- State v. McClure, 355 Or 704 (2014) (describes framing facts in the light most favorable to the state after conviction)
- State v. Teixeira, 259 Or App 184 (2013) (Court of Appeals adopted broader "victim" definition for another guideline provision)
- State v. Glaspey, 337 Or 558 (2004) (interpreting "victim" by reference to the substantive offense’ elements)
- State v. Bea, 318 Or 220 (1993) (party concessions on legal questions not binding on court)
- State v. Speedis, 350 Or 424 (2011) (background on sentencing guidelines and role of departures)
- State v. Gaines, 346 Or 160 (2009) (methodology for statutory and regulatory interpretation)
- Wetherell v. Douglas County, 342 Or 666 (2007) (same interpretive approach applies to administrative rules)
- State v. Lopez-Minjarez, 350 Or 576 (2011) (use of definite article to indicate particular/known referent)
- Force v. Dept. of Rev., 350 Or 179 (2011) (similar grammatical/semantic reasoning about definite article)
- PGE v. Bureau of Labor and Industries, 317 Or 606 (1993) (same-term usage across related provisions suggests same meaning)
- Tharp v. PSRB, 338 Or 413 (2005) (same-term reasoning when provisions enacted together)
