890 N.W.2d 1
N.D.2017Background
- Defendant Alexander Justin Pittenger was charged with corruption/solicitation of a minor and gross sexual imposition; gross sexual imposition was later dismissed and retrial on the solicitation charge began January 9, 2017.
- At a prior July 2016 trial Special Agent Dale Maixner (Ret.) testified; that trial ended in mistrial.
- On the first day of the January 2017 retrial the State sought to call Special Agent Pat Helfrich; Pittenger objected because Helfrich was never disclosed as an expert witness.
- The district court ruled Helfrich was an expert and excluded his testimony as undisclosed expert evidence, expressing concern the State was "playing switcharoo" by tailoring testimony.
- The State obtained a stay with the jury impaneled and petitioned the North Dakota Supreme Court for a supervisory writ to allow Helfrich to testify as a lay witness.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court properly excluded Helfrich as an undisclosed expert | State: Helfrich may testify as a lay witness or limited witness; exclusion was premature | Pittenger: Helfrich is effectively an expert and was not disclosed as required under discovery rules | Court: District court's exclusion was premature; vacate order and allow testimony, ruling to be made as testimony is offered whether it is fact (401), lay opinion (701), or expert opinion (702) |
| Whether supervisory relief is appropriate | State: No adequate remedy by appeal given impaneled jury and double jeopardy/appeal limits | Pittenger: Implicitly opposed; district court's protection of defense from surprise | Court: Supervisory jurisdiction warranted because jury impaneled and State lacks adequate alternative remedy |
Key Cases Cited
- State, ex rel. Madden v. Rustad, 823 N.W.2d 767 (2012) (describing narrow, discretionary use of supervisory writs)
- State v. Bernsdorf, 784 N.W.2d 126 (2010) (limitations on State's right to appeal after acquittal)
- State v. Deutscher, 766 N.W.2d 442 (2009) (appealability constraints and supervisory relief context)
- State v. Holte, 631 N.W.2d 595 (2001) (noting practical limits on when the State can raise issues on appeal)
- State v. Sabinash, 574 N.W.2d 827 (1998) (same)
- State v. Saulter, 764 N.W.2d 430 (2009) (distinguishing specialized knowledge used for expert testimony from testimony that is product of investigation)
