State v. Lopez
150 N.M. 179
N.M.2011Background
- Lopez was convicted by a jury of first-degree felony murder with first-degree criminal sexual penetration as the underlying felony and faces a life imprisonment sentence.
- Victim Crystal Calderella was last seen with Lopez on April 12, 2001; her body was found April 15 with injuries and semen identified as Lopez's.
- At a preliminary hearing, Greg Romero testified; the State could not locate him for trial and sought to introduce his testimony via a recorded preliminary hearing under Rule 11-804.
- Defendant cross-examined Romero at the preliminary hearing; the defense theory paralleled trial defenses, focusing on whether Lopez raped and murdered Victim.
- The State impeached Romero with Barbara Olguin’s testimony about a prior inconsistent, out-of-court statement implicating Lopez in rape, after Romero’s preliminary testimony was played for jurors.
- The district court instructed the jury that Olguin’s testimony was impeachment only, but this sequence led to reversal because the impeachment relied on otherwise inadmissible hearsay.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Romero's preliminary hearing testimony was properly admitted under Rule 11-804 | State asserts availability and similar-motive cross-examination satisfied. | Admission violated cross-examination rights and hearsay rules. | Abuse of discretion; inadmissible as improper use of hearsay via impeachment. |
| Whether admission of Romero's testimony violated the Confrontation Clause | Confrontation satisfied because there was an opportunity for cross-examination at preliminary hearing. | Unavailable witness and cross-examination did not meet constitutional requirements given the state’s use. | Confrontation Clause not violated where the defendant had prior opportunity to cross-examine the witness. |
| Whether Olguin's testimony to impeach Romero was admissible as impeachment of a prior inconsistent, non-oath statement | Impeachment using prior inconsistent statements is permissible to challenge credibility. | Using Olguin to introduce inadmissible hearsay as substantive evidence through impeachment is improper. | Improper use; the primary purpose was to introduce hearsay, not impeachment; reversible error. |
| Does the improper impeachment require reversal and remand for a new trial | Convictions should be upheld if error is harmless. | Error was reversible given the prejudicial effect on the jury. | Convictions reversed and remanded for a new trial. |
Key Cases Cited
- State v. Henderson, 139 N.M. 595, 136 P.3d 1005 (2006-NMCA-059) (preliminary hearing testimony may be admitted if witness is unavailable and opportunity to cross-examine exists)
- State v. Gonzales, 113 N.M. 221, 824 P.2d 1023 (1992) (similar motive to cross-examine at preliminary hearing and trial required)
- State v. McClaugherty, 133 N.M. 459, 64 P.3d 486 (2003-NMSC-006) (hearsay rule exceptions and evidence admissibility standards applied to Rule 11-804 analyses)
- State v. Brown, 126 N.M. 338, 969 P.2d 313 (1998-NMSC-037) (impeachment of own witness; primary purpose must be substantive, not just impeaching hearsay)
- State v. Varela, 128 N.M. 454, 993 P.2d 1280 (1999-NMSC-045) (impeachment of witness may be used for substantive matters when evidence is relevant)
- State v. Davis, 97 N.M. 130, 637 P.2d 561 (1981) (impeachment rules permit use of prior inconsistent statements)
