State v. Lopez
2011 Minn. App. LEXIS 13
| Minn. Ct. App. | 2011Background
- Lopez pleaded guilty to December 2009 misdemeanor theft of Walmart CDs worth $30; not a citizen, but a permanent resident, age 18.
- He had an active warrant for failure to pay a prior $30 Walmart theft fine and faced a probation violation on the prior conviction.
- At plea, Lopez elected not to hire counsel; the district court advised him on Rule 15.02 requirements except the 1(3) immigration advisory and no written petition was provided or signed.
- After pleading guilty, the district court addressed the probation violation; Lopez requested appointment of counsel.
- Before sentencing (and after appointment of counsel), Lopez moved to withdraw his plea arguing lack of understanding of deportation risk and missing Rule 15.02(1)(3) advisory; the district court denied.
- We review under the fair-and-just standard before sentencing and reverse, on the law, to permit withdrawal; the case does not address his alternative waiver-of-counsel argument because relief is granted on the premise above.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the record satisfies the fair-and-just standard for plea withdrawal | Lopez argues the plea withdrawal is fair and just due to lack of 15.02(1)(3) advisory and unrepresented prior counsel. | State argues standard is manifest injustice, not fair-and-just; records show no prejudice and stronger requirement met for withdrawal. | Yes; record shows fair-and-just reason to withdraw and prejudice not shown |
Key Cases Cited
- Kim v. State, 434 N.W.2d 263 (Minn.1989) (protect integrity of pleas; required for withdrawal standards)
- Perkins v. State, 559 N.W.2d 678 (Minn.1997) (manifest injustice standard defines intelligibility of plea)
- Shorter v. State, 511 N.W.2d 743 (Minn.1994) (timely plea-withdrawal if manifest injustice shown)
- State v. Theis, 742 N.W.2d 643 (Minn.2007) (fair-and-just standard is less demanding than manifest injustice)
- State v. Raleigh, 778 N.W.2d 90 (Minn.2010) (two-factor consideration for fair-and-just withdrawal)
- Abdisalan, 661 N.W.2d 691 (Minn.App.2003) (contextual record of plea bears on fair-and-just analysis)
- State v. Motl, 337 N.W.2d 664 (Minn.1983) (strict treatment of unrepresented defendants)
- Doughman, 340 N.W.2d 348 (Minn.App.1983) (verbatim adherence to rule 15.01 questions not required)
- Foncesa, 505 N.W.2d 370 (Minn.App.1993) (omission of rule 15 advisories can support withdrawal when it violates rights)
- Wiley, 420 N.W.2d 234 (Minn.App.1988) (prior right-to-counsel awareness affects intelligent-plea assessment)
- Padilla v. Kentucky, 130 S. Ct. 1473 (2010) (deportation is a critical consequence of plea; requires informed decision-making)
- Alanis v. State, 583 N.W.2d 573 (Minn.1998) (direct vs collateral consequences analysis for advisory duties)
