State v. Legg
380 P.3d 360
Utah Ct. App.2016Background
- In 2011 John L. Legg Jr. pleaded guilty in two cases to possession of a dangerous weapon by a restricted person and aggravated assault with a deadly weapon; the court suspended concurrent 0–5 year sentences and placed him on 24 months’ probation with 180 days jail as a condition.
- AP&P alleged multiple probation violations shortly after his release; the district court found three violations, revoked probation, and ordered execution of the suspended sentences.
- On direct appeal (Legg I) this court affirmed one violation (failure to be cooperative/ truthful) but remanded two other findings (drug possession and failure to establish residence) for further explanation because the record was inadequate.
- On remand the State dropped the two remanded allegations and proceeded solely on the affirmed violation; the successor judge concluded that the single affirmed violation alone justified revocation and reinstated the original sentences.
- By the time this appeal was briefed Legg had served the reinstated sentences and was released, prompting the State’s argument that the appeal is moot; the district court’s revocation could not practically be undone.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the appeal is moot | Legg: collateral consequences (record blemish affecting future PSR, plea offers, sentencing) keep controversy live; court should address mandate compliance | State: Legg has served reinstated sentences; vacating revocation would have no practical effect; collateral consequences not presumed for probation revocations | Court: Appeal is moot; Legg failed to show actual, non‑speculative collateral legal consequences applicable to a probation revocation |
| Whether prior decisions (Allen and Warner) permitting a presumption of collateral consequences for probation revocations remain good law | Legg: Allen and Warner correctly allowed presumption; should control | State: Allen and Warner were wrongly decided; collateral‑consequences presumption applies only to challenges to convictions | Court: Disavows the mootness holdings in Allen and Warner; follows precedent that presumes collateral consequences only for challenges to convictions, not for probation revocations |
Key Cases Cited
- Spencer v. Kemna, 523 U.S. 1 (1998) (collateral‑consequences doctrine requires a concrete, continuing injury beyond ended incarceration)
- Sibron v. New York, 392 U.S. 40 (1968) (discusses presumptive collateral consequences of convictions)
- North Carolina v. Rice, 404 U.S. 244 (1971) (survey of legal disabilities states may attach to convictions)
- Duran v. Morris, 635 P.2d 43 (Utah 1981) (Utah adopts Sibron; presumption of collateral consequences applies to convictions, not other administrative actions)
- Utah Transit Auth. v. Local 382 of the Amalgamated Transit Union, 289 P.3d 582 (Utah 2012) (mootness is jurisdictional and non‑discretionary)
- State v. Black, 355 P.3d 981 (Utah 2015) (appellate courts generally will not resolve moot issues)
- State v. Allen, 353 P.3d 1266 (Utah Ct. App. 2015) (previous panel presumed collateral consequences for probation revocation; disavowed here)
- State v. Warner, 347 P.3d 846 (Utah Ct. App. 2015) (previous panel presumed collateral consequences for probation revocation; disavowed here)
