State v. Kelley
940 N.W.2d 568
Neb.2020Background
- In Aug. 2018, William T. Kelley was charged with first- and third-degree sexual assault of a child (victim T.K.) for alleged conduct in 2007–2008.
- Kelley filed a plea in bar, claiming a 2009 plea agreement in separate cases included a promise by the State not to prosecute him for assaults on T.K.
- The written 2009 plea agreement contained no no-prosecution promise and included an integration clause stating it contained all promises.
- At a hearing, Kelley’s prior counsel testified the no-prosecution promise was made but accidentally omitted; the prior prosecutor denied any such promise.
- The district court overruled the plea in bar; Kelley appealed and also raised an ineffective-assistance claim about prior counsel’s omission.
- The Supreme Court considered whether it had jurisdiction to hear the appeal (i.e., whether the order overruling the plea in bar was a final, appealable order based on a colorable double jeopardy claim).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether overruling a plea in bar asserting the State promised not to prosecute for assaults on T.K. is a final, appealable order because it raises double jeopardy | Kelley: The 2009 plea agreement included a promise not to prosecute; bringing these charges violates Double Jeopardy | State: No colorable double jeopardy claim — written plea has no such promise, prosecutor denies it, and Kelley was never previously acquitted, convicted, or placed in jeopardy for these offenses | Court: Kelley did not present a colorable double jeopardy claim; overruling the plea in bar is not a final, appealable order; appeal dismissed for lack of jurisdiction |
| Whether Kelley’s claim of ineffective assistance by prior counsel (failing to include the no-prosecution term) changes jurisdictional analysis | Kelley: Prior counsel was ineffective for omitting the promise, rendering the plea agreement defective | State: Even if omission occurred, no double jeopardy violation exists and plea in bar is not the proper vehicle here | Court: Did not decide ineffective-assistance merits; noted remedies for breached pleas exist but declined to reach them because no colorable double jeopardy claim was presented |
Key Cases Cited
- Griffith v. Nebraska Dept. of Corr. Servs., 304 Neb. 287 (standard for de novo review of jurisdictional legal questions)
- Green v. Seiffert, 304 Neb. 212 (appellate duty to determine jurisdiction before merits)
- State v. Paulsen, 304 Neb. 21 (in criminal cases the judgment from which an appeal lies is the sentence)
- State v. Williams, 278 Neb. 841 (plea in bar is a special proceeding; overruling a nonfrivolous double jeopardy claim affects a substantial right)
- State v. Huff, 279 Neb. 68 (example of appellate jurisdiction where plea in bar raised a colorable double jeopardy claim)
- State v. Manjikian, 303 Neb. 100 (explaining when jeopardy attaches)
- State v. Smith, 295 Neb. 957 (remedies available when the State breaches a plea agreement)
