452 P.3d 359
Haw.2019Background:
- On Aug. 20, 2015, Keith Kauhane participated in a protest on Crater Road against construction of the DKIST telescope; he and six others sat in the roadway and were arrested.
- The State charged Kauhane with Failure to Disperse, Obstructing (HRS § 711-1105(1)(a)), and Disorderly Conduct; the Obstructing count tracked the statute but did not include the statutory definition of “obstructs.”
- At trial the jury was instructed (by agreement) with the statutory definition of “obstructs” and with the choice-of-evils (necessity) defense; defense counsel in closing asked jurors to “walk in [Kauhane’s] shoes,” prompting a State “golden rule” objection that the court sustained.
- The jury convicted Kauhane of Obstructing (acquitted on the other counts); he was sentenced to one day jail (credit time served), probation, fines and fees.
- On appeal the ICA vacated and remanded for a new trial based on plain error for failure to give a mitigating instruction; the ICA rejected the contention that the complaint was deficient and held the golden-rule ruling harmless.
- The Hawai‘i Supreme Court granted certiorari, held the complaint fatally defective for omitting an essential element (the statutory definition of “obstructs”), found the sustaining of the golden-rule objection erroneous but counsel’s argument proper, vacated the ICA judgment, and remanded with instructions to dismiss the Obstructing charge without prejudice.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the complaint was sufficient despite omitting the statutory definition of “obstructs” | The State: under the Motta/Wells standard (challenge raised on appeal) the charge is presumptively valid; the omission was not fatal because the statutory meaning is readily comprehensible and jury instructions supplied the definition, so no prejudice | Kauhane: omission of the statutory definition removed an essential element (that obstruction be "impassable without unreasonable inconvenience or hazard"), denying notice and due process; the complaint must be dismissed | Court: complaint defective. The statutory definition is an essential element distinct from the common meaning; omission fatally deprived defendant of notice — insufficient even under Motta/Wells — dismiss without prejudice |
| Whether sustaining the State’s “golden rule” objection improperly limited Kauhane’s ability to present the choice-of-evils defense | The State: sustaining the objection was proper and harmless because defense argument misstated the objective (reasonable person) standard for the necessity defense | Kauhane: the jury needed to be able to consider his subjective belief of imminent harm; asking jurors to “walk in his shoes” was a permissible way to convey that belief within the framework of the instruction | Court: sustaining the golden-rule objection was error (the comment was not classic golden-rule advocacy). Defense counsel’s reference to the defendant’s subjective belief was permissible; counsel must still tie that subjective belief to the objective/reasonableness requirement in the instruction |
Key Cases Cited
- State v. Motta, 66 Haw. 89, 657 P.2d 1019 (1983) (adopts liberal construction rule for challenges to charges raised first on appeal)
- State v. Wells, 78 Haw. 373, 894 P.2d 70 (1995) (applies Motta rule to appellate challenges to charges)
- State v. Wheeler, 121 Haw. 383, 219 P.3d 1170 (2009) (charge defective when statutory definition of a term altered common meaning and created an essential attendant circumstance)
- State v. Pacquing, 139 Haw. 302, 389 P.3d 897 (2016) (statutory definition of a phrase must appear in the charge when it departs from common meaning)
- State v. Sprattling, 99 Haw. 312, 55 P.3d 276 (2002) (contrast: omission of a modifier that is inherent in common meaning may not be fatal under Motta/Wells)
- State v. Nesmith, 127 Haw. 48, 276 P.3d 617 (2012) (statutory language sufficient when it clearly sets out all essential elements)
- State v. Aiwohi, 109 Haw. 115, 123 P.3d 1210 (2005) (discussing use of Model Penal Code commentaries in construing Hawai‘i Penal Code)
- State v. Maumalanga, 90 Haw. 58, 976 P.2d 372 (1998) (choice-of-evils defense requires that belief be reasonably held; legislative framework incorporates a reasonable-person standard)
