State v. K. Derby
2022 MT 99N
| Mont. | 2022Background:
- Kari Lynn Derby was arrested after an altercation and allegedly drove while intoxicated; during the DUI arrest she kicked a peace officer in the shin.
- A jury convicted Derby of aggravated DUI and assault on a peace officer; judgment entered November 8, 2019.
- About a week before trial the State amended charging documents several times, ultimately reducing the aggravated-DUI penalty exposure (changed from second-offense to first-offense statutory basis) and the district court corrected statutory citations by interlineation the morning of trial.
- The State had a Montana State Crime Lab toxicologist testify remotely by video; the defense counsel told the State before trial they would not object, and no objection or cross-examination occurred at trial.
- Derby’s trial strategy conceded the DUI and focused on defending the assault charge; prosecutor’s closing argument included remarks about the jury’s view of evidence and colloquial descriptions of Derby’s intoxication and the officer’s reaction.
- On appeal Derby argued (1) the last-minute amendment was improper, (2) remote testimony violated confrontation rights, and (3) prosecutorial misconduct in closing required a new trial. The Supreme Court of Montana affirmed.
Issues:
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Derby) | Held |
|---|---|---|---|
| Whether the district court abused its discretion by allowing late amendments to the information. | Amendments clarified the charged conduct and reduced penalty exposure; Derby was fairly apprised and not prejudiced. | Amendments were improper, enacted at trial and prejudiced defense preparation. | No abuse of discretion; conduct charged unchanged, Derby had fair notice and benefited from a lesser penalty. |
| Whether remote video testimony of a crime-lab toxicologist violated the Confrontation Clause. | Remote testimony was permitted after defense counsel indicated no objection; Derby failed to preserve the issue. | Video testimony denied Derby her Montana and federal face-to-face confrontation rights. | Not reviewed on appeal—issue waived for failure to timely object; plain-error review not invoked. |
| Whether prosecutor’s closing argument violated due process or presumption of innocence. | Closing remarks fairly framed the evidence and elements; colloquial language did not misstate the law or improperly bolster witnesses. | Prosecutor misstated burden (implying presumption removed) and offered improper opinions and bolstering. | No plain error: remarks did not remove presumption of innocence or improperly invade jury province; no prejudice shown. |
Key Cases Cited
- City of Red Lodge v. Kennedy, 309 Mont. 330, 46 P.3d 602 (clarifies abuse-of-discretion standard for amendments to charging documents)
- State v. Mercier, 403 Mont. 34, 479 P.3d 967 (standards for de novo review of constitutional questions and plain error for unpreserved prosecutorial-misconduct claims)
- State v. Lawrence, 386 Mont. 86, 385 P.3d 968 (presumption of innocence may not be said to be removed; improper prosecutorial statements)
- State v. Bailey, 404 Mont. 384, 489 P.3d 889 (Montana Confrontation Clause and limits on video testimony)
- State v. Gardipee, 323 Mont. 59, 98 P.3d 305 (amendment to information that alters penalty but not charged conduct may not prejudice defendant)
- State v. Tower, 267 Mont. 63, 881 P.2d 1317 (defendant must have fair warning of charged conduct)
- State v. LaFreniere, 342 Mont. 309, 180 P.3d 1161 (failure to timely object waives appellate review)
- State v. Hayden, 345 Mont. 252, 190 P.3d 1091 (plain-error review for prosecutorial misconduct; limits on improper opinion or bolstering)
