State v. Jordan Alexander Lickes
2021 WI 60
| Wis. | 2021Background
- In 2012, then-19-year-old Jordan Lickes was charged with four offenses; he pled guilty/no contest and received a mix of jail time and probation (two years on Counts 1 & 3; three years on Count 4). The sentencing court said it would order expungement under Wis. Stat. § 973.015(1m) if Lickes "successfully complete[d] probation and all the terms."
- The sentencing court imposed conditions including participation in sex-offender treatment; upon probation Lickes was subject to both court-ordered conditions and DOC rules.
- In October 2015 DOC reported multiple probation violations by Lickes (unapproved sexual contact, false information to agent, termination from treatment); Lickes admitted the violations and agreed to 45 days in jail in lieu of revocation.
- Lickes completed his probation terms (Counts 1 & 3 in Jan. 2016; Count 4 in Jan. 2017). DOC submitted mixed/confirming forms about satisfaction of conditions.
- The circuit court granted expungement for the three convictions despite DOC's reported violations; the State appealed, the court of appeals reversed, and the Supreme Court granted review.
- The Supreme Court held that "conditions of probation" includes DOC-imposed conditions and that courts lack authority to declare a probationer "satisfied" where the record shows undisputed violations of those conditions; it affirmed the court of appeals and vacated the expungements.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Scope of "conditions of probation" in Wis. Stat. § 973.015(1m)(b) | Includes conditions set by both DOC and the sentencing court | Means only court-ordered conditions; DOC rules not part of statutory "conditions" | The phrase covers conditions set by both DOC and the sentencing court |
| Whether circuit courts may exercise post‑sentence discretion to deem conditions "satisfied" despite violations | If record shows undisputed violations, court must deny expungement; no post‑sentence discretion to override violations | Circuit courts retain discretion to find probation "satisfied" despite some violations (severity/context matters) | No post‑sentence discretion to declare "satisfied" when undisputed violations of DOC or court conditions exist; satisfying all conditions is required |
| Application to Lickes (expungement eligibility) | Lickes admitted DOC violations and thus failed to satisfy conditions; expungement improper | Circuit court and DOC certifications indicated satisfaction; expungement appropriate | Lickes admitted violations of DOC-imposed conditions before probation expired, so he did not meet § 973.015(1m)(b) and was not entitled to expungement |
Key Cases Cited
- State v. Ozuna, 376 Wis. 2d 1 (Wis. 2017) (explains § 973.015(1m) requires meeting all statutory criteria at sentencing and completion)
- State v. Hemp, 359 Wis. 2d 320 (Wis. 2014) (discusses expungement eligibility framework for youthful offenders)
- State v. Matasek, 353 Wis. 2d 601 (Wis. 2014) (holds the sentencing hearing is the time a court must exercise discretion to make a defendant expungement-eligible)
- State ex rel. Kalal v. Cir. Ct. for Dane Cnty., 271 Wis. 2d 633 (Wis. 2004) (gives rules of statutory interpretation applied to the expungement statute)
- State v. Purtell, 358 Wis. 2d 212 (Wis. 2014) (recognizes that probation agents may establish rules supplemental to court-imposed conditions)
