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203 A.3d 816
Me.
2019
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Background

  • Victim alleged sexual assault by Arthur J. Jones on Dec. 21, 2016; she was examined at Maine General Hospital and a Sexual Assault Forensic Examination (SAFE) report was prepared.
  • Jones was indicted on gross sexual assault and aggravated assault among other charges; at trial jury acquitted on gross sexual assault but convicted of unlawful sexual contact and assault (lesser-included).
  • Nurse who performed the SAFE testified about the examination and her notes; photographic evidence of bruising and a recorded interview with Jones were admitted.
  • During rebuttal, the State moved to admit the SAFE report; the court reviewed it in camera and admitted only portions it deemed related to treatment/medical history under 16 M.R.S. § 357, excluding verbatim patient narrative portions.
  • Jones objected at trial on authentication, law-enforcement purpose, and cumulative-evidence grounds; on appeal he argued the admitted SAFE portions violated M.R. Evid. 803(4) and should have been excluded under M.R. Evid. 403 as unduly prejudicial.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Admissibility of SAFE report under hearsay law State: record is admissible under 16 M.R.S. § 357 as hospital records relating to treatment/medical history Jones: SAFE statements were hearsay not meeting M.R. Evid. 803(4) requirements Court: § 357 independently authorizes admission of hospital records; if § 357 satisfied, separate analysis under Rule 803(4) unnecessary
Whether § 357 satisfies authentication/certification requirements State: custodian certified the SAFE and nurse testified as to record keeping and treatment relevance Jones: argued lack of proper foundation (trial objections included authentication) Court: requirements of § 357 met (hospital custodian certification and nurse testimony); admitted redacted portions related to treatment
Rule 403 exclusion (undue prejudice / cumulative) Jones: admitted SAFE portions were cumulative and inflammatory and should be excluded State: report was proper rebuttal evidence to counter Jones’s testimony and corroborate nurse/victim testimony Court: admission was within trial court discretion — SAFE contents were proper, non-cumulative rebuttal and not so inflammatory as to substantially outweigh probative value
Confrontation Clause challenge Jones: (raised late) admission of record violated right to confront accuser State: declarant (victim) testified at trial; confrontation satisfied Court: not persuaded; confrontation not violated where declarant testified and was cross-examined

Key Cases Cited

  • State v. Fay, 130 A.3d 364 (Me. 2015) (standard for viewing evidence in light most favorable to verdict)
  • State v. Caron, 10 A.3d 739 (Me. 2011) (Rule 403 discretion to exclude evidence)
  • State v. Kimball, 139 A.3d 914 (Me. 2016) (trial court's broad Rule 403 discretion)
  • State v. Rancourt, 435 A.2d 1095 (Me. 1981) (cumulative evidence not necessarily unduly prejudicial)
  • Emery v. Fisher, 145 A. 747 (Me. 1929) (rebuttal evidence may counteract prior testimony)
  • State v. Pratt, 130 A.3d 381 (Me. 2015) (probative value vs. unfair prejudice under Rule 403)
  • State v. Gorman, 854 A.2d 1164 (Me. 2004) (confrontation satisfied when declarant testifies and is cross-examined)
  • State v. Ouellette, 37 A.3d 921 (Me. 2012) (sufficiency of evidence standard)
  • Payson v. Bombardier, Ltd., 435 A.2d 411 (Me. 1981) (appellate review of rebuttal evidence for abuse of discretion)
  • Teel v. Colson, 396 A.2d 529 (Me. 1979) (issues not preserved below are generally not reviewed on appeal)
  • Holland v. Sebunya, 759 A.2d 205 (Me. 2000) (failure to raise an issue construed as abandonment)
  • State v. Haskell, 784 A.2d 4 (Me. 2001) (failure to preserve arguments may constitute waiver)
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Case Details

Case Name: State v. Jones
Court Name: Supreme Judicial Court of Maine
Date Published: Mar 5, 2019
Citations: 203 A.3d 816; 2019 ME 33; Docket: Ken-17-518
Docket Number: Docket: Ken-17-518
Court Abbreviation: Me.
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    State v. Jones, 203 A.3d 816