203 A.3d 816
Me.2019Background
- Victim alleged sexual assault by Arthur J. Jones on Dec. 21, 2016; she was examined at Maine General Hospital and a Sexual Assault Forensic Examination (SAFE) report was prepared.
- Jones was indicted on gross sexual assault and aggravated assault among other charges; at trial jury acquitted on gross sexual assault but convicted of unlawful sexual contact and assault (lesser-included).
- Nurse who performed the SAFE testified about the examination and her notes; photographic evidence of bruising and a recorded interview with Jones were admitted.
- During rebuttal, the State moved to admit the SAFE report; the court reviewed it in camera and admitted only portions it deemed related to treatment/medical history under 16 M.R.S. § 357, excluding verbatim patient narrative portions.
- Jones objected at trial on authentication, law-enforcement purpose, and cumulative-evidence grounds; on appeal he argued the admitted SAFE portions violated M.R. Evid. 803(4) and should have been excluded under M.R. Evid. 403 as unduly prejudicial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of SAFE report under hearsay law | State: record is admissible under 16 M.R.S. § 357 as hospital records relating to treatment/medical history | Jones: SAFE statements were hearsay not meeting M.R. Evid. 803(4) requirements | Court: § 357 independently authorizes admission of hospital records; if § 357 satisfied, separate analysis under Rule 803(4) unnecessary |
| Whether § 357 satisfies authentication/certification requirements | State: custodian certified the SAFE and nurse testified as to record keeping and treatment relevance | Jones: argued lack of proper foundation (trial objections included authentication) | Court: requirements of § 357 met (hospital custodian certification and nurse testimony); admitted redacted portions related to treatment |
| Rule 403 exclusion (undue prejudice / cumulative) | Jones: admitted SAFE portions were cumulative and inflammatory and should be excluded | State: report was proper rebuttal evidence to counter Jones’s testimony and corroborate nurse/victim testimony | Court: admission was within trial court discretion — SAFE contents were proper, non-cumulative rebuttal and not so inflammatory as to substantially outweigh probative value |
| Confrontation Clause challenge | Jones: (raised late) admission of record violated right to confront accuser | State: declarant (victim) testified at trial; confrontation satisfied | Court: not persuaded; confrontation not violated where declarant testified and was cross-examined |
Key Cases Cited
- State v. Fay, 130 A.3d 364 (Me. 2015) (standard for viewing evidence in light most favorable to verdict)
- State v. Caron, 10 A.3d 739 (Me. 2011) (Rule 403 discretion to exclude evidence)
- State v. Kimball, 139 A.3d 914 (Me. 2016) (trial court's broad Rule 403 discretion)
- State v. Rancourt, 435 A.2d 1095 (Me. 1981) (cumulative evidence not necessarily unduly prejudicial)
- Emery v. Fisher, 145 A. 747 (Me. 1929) (rebuttal evidence may counteract prior testimony)
- State v. Pratt, 130 A.3d 381 (Me. 2015) (probative value vs. unfair prejudice under Rule 403)
- State v. Gorman, 854 A.2d 1164 (Me. 2004) (confrontation satisfied when declarant testifies and is cross-examined)
- State v. Ouellette, 37 A.3d 921 (Me. 2012) (sufficiency of evidence standard)
- Payson v. Bombardier, Ltd., 435 A.2d 411 (Me. 1981) (appellate review of rebuttal evidence for abuse of discretion)
- Teel v. Colson, 396 A.2d 529 (Me. 1979) (issues not preserved below are generally not reviewed on appeal)
- Holland v. Sebunya, 759 A.2d 205 (Me. 2000) (failure to raise an issue construed as abandonment)
- State v. Haskell, 784 A.2d 4 (Me. 2001) (failure to preserve arguments may constitute waiver)
