2014 Ohio 770
Ohio2014Background
- Defendant Donald Lee Johnson pleaded no contest to aggravated robbery (with firearm specification), robbery, and aggravated drug possession; trial court considered a presentence investigation report (PSI) and sentenced him to 13 years, fines, and postrelease control.
- After sentencing, newly appointed appellate counsel moved to supplement the record with the PSI to investigate sentencing issues; the State opposed disclosure.
- The Twelfth District allowed supplementation of the record but denied disclosure of the PSI to appellate counsel, citing R.C. 2951.03(D)(1) as not authorizing post-sentencing disclosure to counsel.
- The Twelfth District certified conflict with a Fourth District decision that had allowed appellate counsel access to the PSI.
- The Ohio Supreme Court considered whether R.C. 2951.03’s term “defendant’s counsel” includes appellate counsel and whether appellate counsel may access the PSI for purposes of representing a defendant on a first appeal as of right.
- The Court held that appellate counsel may obtain the PSI upon a proper showing, subject to the same confidentiality and return-under-seal restrictions in R.C. 2951.03 and R.C. 2953.08(F)(1), and reversed the court of appeals.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether newly appointed appellate counsel is entitled under R.C. 2951.03 to obtain a copy of the PSI after sentencing | State: R.C. 2951.03 permits review only before sentencing and the statute’s language and confidentiality rules show legislature did not intend appellate counsel access | Johnson: “defendant’s counsel” includes appellate counsel; due process and effective-assistance principles require access so counsel can investigate sentencing issues on appeal | Court: "defendant’s counsel" includes appellate counsel; appellate counsel may access the PSI upon proper showing, subject to confidentiality and return requirements |
| Whether denying appellate counsel the PSI implicates due process / effective assistance on first appeal | State: No violation because PSI is not publicly available on appeal; record transcripts suffice and appellate court reviews PSI itself | Johnson: Denial limits counsel’s ability to investigate and present appellate claims, impairing effective assistance and a meaningful appeal | Court: Denial raises constitutional concerns; access is permitted to protect due process and effective assistance |
Key Cases Cited
- Evitts v. Lucey, 469 U.S. 387 (U.S. 1985) (first appeal as of right requires effective assistance of counsel)
- State v. Hutton, 100 Ohio St.3d 176 (Ohio 2003) (right to effective assistance on first appeal as of right)
