302 Ga. 435
Ga.2017Background
- Five defendants (Brenton Jefferson, Santez Jefferson, Demarcus Cawthorne, Jamal Arnold, Lee Davis) were charged with attempted murder, aggravated battery, kidnapping, and violations of Georgia’s Street Gang Act.
- The State sought to introduce four certified convictions of alleged gang members (three third-party convictions and one related to Cawthorne) under OCGA § 16-15-9 to prove the existence of a criminal street gang and gang activity.
- OCGA § 16-15-9, as amended, permits the commission, adjudication, or conviction of enumerated offenses by any gang member or associate to be admissible in any trial or proceeding for proving gang existence/activity.
- Defendants moved in limine arguing the statute facially violated the Sixth Amendment Confrontation Clause by permitting admission of non-testifying third-party convictions.
- The trial court found admission would violate defendants’ confrontation rights (relying on Kirby), declared OCGA § 16-15-9 unconstitutional as applied to third-party non-testifying convictions, and excluded those convictions.
- The State appealed; the Georgia Supreme Court affirmed, holding the statute facially unconstitutional to the extent it authorizes admission of non-testifying non-party convictions to prove a gang’s existence.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Appellees) | Held |
|---|---|---|---|
| Whether OCGA § 16-15-9 may admit certified convictions of non-testifying third parties to prove existence of a criminal street gang | The statute validly admits convictions (not barred by hearsay rule) to prove gang existence; amendment intended to avoid OCGA § 24-8-803(22) limits | Admission of non-testifying third-party convictions violates the Sixth Amendment Confrontation Clause; such convictions are testimonial and cannot substitute for cross-examination | The statute is unconstitutional on its face to the extent it authorizes admission of convictions of non-testifying non-parties to prove a gang’s existence; affirmed the trial court |
| Whether third-party convictions are non-testimonial (e.g., public/business records) and thus admissible without confrontation | Convictions can be treated as non-testimonial or admitted through expert testimony about gang activity | Convictions arise from trials/pleas with testimonial proceedings; they are testimonial when used to establish facts against another defendant and implicate confrontation rights | Court held these convictions are testimonial for Confrontation Clause purposes; expert testimony does not cure the constitutional defect |
Key Cases Cited
- Kirby v. United States, 174 U.S. 47 (court held admission of third-party convictions to prove an element against another defendant violated the Confrontation Clause)
- Crawford v. Washington, 541 U.S. 36 (recognizes testimonial evidence and importance of cross-examination under the Sixth Amendment)
- Melendez-Diaz v. Massachusetts, 557 U.S. 305 (public/business-records exception does not automatically render testimony non-testimonial when created for litigation)
- Bullcoming v. New Mexico, 564 U.S. 647 (reasoning about when surrogate testimony fails to satisfy confrontation)
- Davis v. Washington, 547 U.S. 813 (discusses testimonial statements and cites Kirby approvingly)
- United States v. Causevic, 636 F.3d 998 (8th Cir.) (held convictions used to prove facts underlying another defendant’s charged offense are testimonial)
