State v. Humpal
2017 SD 82
S.D.2017Background
- In 2014 Humpal pleaded guilty to two controlled-substance offenses (Criminal File 13-2946); the court suspended execution and placed him on three years probation.
- In 2016 Humpal admitted a probation violation; the court amended judgment and continued probation to begin on the date of amendment.
- In October 2016 Humpal was charged with grand theft; he pleaded guilty in January 2017 under a plea agreement in which the State agreed not to file a probation violation in file 13-2946.
- At sentencing for grand theft (March 7, 2017) the court imposed a five-year penitentiary term with three years suspended and ordered it to run concurrent with the sentence in file 13-2946.
- Humpal argued the court lacked authority to impose a penitentiary sentence while he was on probation in a separate file because that would create dual supervision by the judicial and executive branches; the court later discharged Humpal from probation (March 9, 2017).
- The State moved to dismiss as moot because Humpal was subsequently removed from probation; the Supreme Court retained the case to resolve the separation-of-powers issue for public importance.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether sentencing a defendant to a penitentiary term while he is serving probation in a different file improperly places him under dual supervision of judicial and executive branches | State: Mootness — defendant was discharged from probation; no live controversy | Humpal: Court erred March 7 by imposing penitentiary sentence while on probation, violating separation of powers; resentencing required | Court: Issue initially moot due to discharge, but retained for public importance; March 7 sentence did improperly create dual supervision, but subsequent discharge eliminated the conflict and sentence stands |
| Whether SDCL 23A-27-18.4 authorized the court to run the new penitentiary sentence concurrent with the existing suspended/probationary sentence to avoid dual supervision | State: The court could rely on SDCL 23A-27-18.4 to make sentences concurrent and avoid dual supervision | Humpal: Statute does not authorize placing a currently probationary defendant under a new penitentiary sentence; concurrency cannot cure simultaneous supervision | Court: The statute does not apply to this factual posture (partially suspended concurrent sentence vs. entirely suspended sentence); ordering concurrency did not cure the constitutional problem, but the later probation discharge remedied it |
Key Cases Cited
- State v. Orr, 871 N.W.2d 834 (S.D. 2015) (no circumstance permits simultaneous judicial and executive supervision)
- State v. Oban, 372 N.W.2d 125 (S.D. 1985) (sentencing power derives from statute and constitution)
- Cummings v. Mickelson, 495 N.W.2d 493 (S.D. 1993) (court discretion to retain moot cases for public importance)
- In re Woodruff, 567 N.W.2d 226 (S.D. 1997) (mootness doctrine and when dismissal is appropriate)
