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State v. Humpal
2017 SD 82
S.D.
2017
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Background

  • In 2014 Humpal pleaded guilty to two controlled-substance offenses (Criminal File 13-2946); the court suspended execution and placed him on three years probation.
  • In 2016 Humpal admitted a probation violation; the court amended judgment and continued probation to begin on the date of amendment.
  • In October 2016 Humpal was charged with grand theft; he pleaded guilty in January 2017 under a plea agreement in which the State agreed not to file a probation violation in file 13-2946.
  • At sentencing for grand theft (March 7, 2017) the court imposed a five-year penitentiary term with three years suspended and ordered it to run concurrent with the sentence in file 13-2946.
  • Humpal argued the court lacked authority to impose a penitentiary sentence while he was on probation in a separate file because that would create dual supervision by the judicial and executive branches; the court later discharged Humpal from probation (March 9, 2017).
  • The State moved to dismiss as moot because Humpal was subsequently removed from probation; the Supreme Court retained the case to resolve the separation-of-powers issue for public importance.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether sentencing a defendant to a penitentiary term while he is serving probation in a different file improperly places him under dual supervision of judicial and executive branches State: Mootness — defendant was discharged from probation; no live controversy Humpal: Court erred March 7 by imposing penitentiary sentence while on probation, violating separation of powers; resentencing required Court: Issue initially moot due to discharge, but retained for public importance; March 7 sentence did improperly create dual supervision, but subsequent discharge eliminated the conflict and sentence stands
Whether SDCL 23A-27-18.4 authorized the court to run the new penitentiary sentence concurrent with the existing suspended/probationary sentence to avoid dual supervision State: The court could rely on SDCL 23A-27-18.4 to make sentences concurrent and avoid dual supervision Humpal: Statute does not authorize placing a currently probationary defendant under a new penitentiary sentence; concurrency cannot cure simultaneous supervision Court: The statute does not apply to this factual posture (partially suspended concurrent sentence vs. entirely suspended sentence); ordering concurrency did not cure the constitutional problem, but the later probation discharge remedied it

Key Cases Cited

  • State v. Orr, 871 N.W.2d 834 (S.D. 2015) (no circumstance permits simultaneous judicial and executive supervision)
  • State v. Oban, 372 N.W.2d 125 (S.D. 1985) (sentencing power derives from statute and constitution)
  • Cummings v. Mickelson, 495 N.W.2d 493 (S.D. 1993) (court discretion to retain moot cases for public importance)
  • In re Woodruff, 567 N.W.2d 226 (S.D. 1997) (mootness doctrine and when dismissal is appropriate)
Read the full case

Case Details

Case Name: State v. Humpal
Court Name: South Dakota Supreme Court
Date Published: Dec 6, 2017
Citation: 2017 SD 82
Court Abbreviation: S.D.