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833 S.E.2d 5
N.C. Ct. App.
2019
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Background

  • Defendant Jack Howard Hollars was indicted for sex offenses arising from events in 1977–1981; trial occurred January 2018 after years of pretrial proceedings and psychiatric evaluations.
  • From 2012–2017 Hollars underwent multiple competency evaluations with mixed results: some found him incompetent (noting psychosis, hallucinations, schizophrenia, mild neurocognitive disorder), others found him competent after stabilization on medication.
  • The trial court found Hollars competent at a September 5, 2017 hearing based on a final August 2017 evaluation, but trial did not begin until January 2018 (≈5 months later).
  • During trial (January 10, 2018), defense counsel reported a brief conversation with Hollars that raised concerns about Hollars’s capacity that afternoon (Hollars said he “didn’t know what was going on”); the court deferred any inquiry to the next morning and then accepted defense counsel’s statement that he had no further concerns.
  • Jury convicted Hollars on all counts; on appeal the primary issue was whether the trial court violated due process by failing to hold a competency hearing immediately prior to or during trial when substantial evidence raised a bona fide doubt about competence.

Issues

Issue State's Argument Hollars' Argument Held
Whether the trial court violated due process by failing to conduct a competency hearing immediately before or during trial No bona fide doubt existed at trial because recent evaluations (Aug–Sept 2017) found Hollars competent and defense counsel expressly represented competence; the court therefore properly declined a new hearing Trial court should have sua sponte held a competency hearing because multiple prior evaluations showed psychosis and divergent findings, there was a long gap between the last competency finding and trial, treating physicians warned of temporal instability, and defense counsel raised contemporaneous concerns during trial Reversed and remanded: trial court erred by not holding a competency hearing; remand for retrospective hearing to determine whether a meaningful retrospective competency determination is possible, and if not, grant a new trial

Key Cases Cited

  • Drope v. Missouri, 420 U.S. 162 (establishes due process rule that an accused may not be tried while legally incompetent)
  • State v. Badgett, 361 N.C. 234 (trial court must sua sponte hold competency hearing where substantial evidence raises bona fide doubt)
  • State v. McRae, 139 N.C. App. 387 (error to proceed to trial without a competency hearing where defendant’s competency was temporally unstable and prior evaluations conflicted)
  • State v. Staten, 172 N.C. App. 673 (competency hearing required when bona fide doubt exists; demeanor and prior medical opinions are relevant)
  • State v. Taylor, 298 N.C. 405 (conviction of an incompetent defendant violates due process)
  • State v. Cooper, 286 N.C. 549 (competency must be assessed at time of trial)
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Case Details

Case Name: State v. Hollars
Court Name: Court of Appeals of North Carolina
Date Published: Aug 6, 2019
Citations: 833 S.E.2d 5; 18-932
Docket Number: 18-932
Court Abbreviation: N.C. Ct. App.
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